Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21201 | Odingard Capital Management CRD 297861 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $34.2M | 45 | 45 | 6 | 04/17/2026 | ☆ |
| 21202 | Don A. Slabaugh CRD 127024 | Wealth Manager · Boutique (under $100M) | $34.2M | 44 | 27 | 1 | 03/24/2026 | ☆ | |
| 21203 | Era Capital Management Llc CRD 168089 | Wealth Manager · Boutique (under $100M) | $34.2M | 127 | 127 | 1 | 02/27/2026 | ☆ | |
| 21204 | Grizzle Investment Management Llc CRD 317242 | Mutual Fund / Asset Manager · Boutique (under $100M) | $34.2M | 1 | 1 | 3 | 09/02/2026 | ☆ | |
| 21205 | Discovery Wealth Planning Llc CRD 321055 | Vienna, VA | Wealth Manager · Boutique (under $100M) | $34.2M | 8 | 40 | 1 | 07/07/2026 | ☆ |
| 21206 | Westchester Capital Partners, Llc CRD 135955 | Valhalla, NY | Private Fund Manager · Boutique (under $100M) | $34.2M | 2 | 2 | 0 | 06/24/2026 | ☆ |
| 21207 | Gopi & Gawal Enterprises Inc. CRD 281261 | Investment Adviser · Boutique (under $100M) | $34.2M | 61 | 77 | 2 | 03/26/2026 | ☆ | |
| 21208 | Nobles & Richards Advisors, Llc CRD 281539 | Plano, TX | Wealth Manager · Boutique (under $100M) | $34.2M | 128 | 128 | 6 | 09/25/2026 | ☆ |
| 21209 | Mit Management Group, Inc. CRD 141804 | Philadelphia, PA | Wealth Manager · Boutique (under $100M) | $34.2M | 26 | 26 | 1 | 03/27/2026 | ☆ |
| 21210 | Burdick Wealth Management, Llc CRD 143978 | Wealth Manager · Boutique (under $100M) | $34.2M | 21 | 70 | 1 | 02/07/2026 | ☆ | |
| 21211 | Wrona Investment Management, Llc CRD 306791 | Mutual Fund / Asset Manager · Boutique (under $100M) | $34.1M | 1 | 1 | 2 | 06/26/2026 | ☆ | |
| 21212 | Frank Elmer Investment Strategies Llc CRD 154841 | Los Altos, CA | Wealth Manager · Boutique (under $100M) | $34.1M | 60 | 60 | 1 | 03/19/2026 | ☆ |
| 21213 | Inaltis Capital Management, Llc CRD 159923 | Investment Adviser · Boutique (under $100M) | $34.1M | 28 | 76 | 1 | 03/31/2026 | ☆ | |
| 21214 | Capstone Wealth Management, Inc CRD 172040 | Santa Ana, CA | Wealth Manager · Boutique (under $100M) | $34.1M | 213 | 213 | 2 | 06/10/2026 | ☆ |
| 21215 | Des Financial Group, Llc CRD 174421 | Brea, CA | Insurance-Affiliated · Boutique (under $100M) | $34.1M | 74 | 125 | 1 | 03/19/2026 | ☆ |
| 21216 | Upstate Advisers Inc. CRD 341449 | Pittsford, NY | Institutional / Pension Advisor · Boutique (under $100M) | $34.1M | 21 | 39 | 1 | 10/02/2026 | ☆ |
| 21217 | Perspective Management Company, Llc CRD 301811 | Bartlesville, OK | Wealth Manager · Boutique (under $100M) | $34.0M | 182 | 353 | 3 | 03/05/2026 | ☆ |
| 21218 | Callidus Capital Partners Llc CRD 137732 | Wealth Manager · Boutique (under $100M) | $34.0M | 20 | 59 | 1 | 01/02/2026 | ☆ | |
| 21219 | Christopher J. Hodel CRD 116881 | Wealth Manager · Boutique (under $100M) | $34.0M | 21 | 21 | 1 | 08/17/2026 | ☆ | |
| 21220 | Forty Two Wealth Llc CRD 330850 | Wealth Manager · Boutique (under $100M) | $34.0M | 17 | 83 | 2 | 02/20/2026 | ☆ | |
| 21221 | L M Franks Capital CRD 293434 | Wealth Manager · Boutique (under $100M) | $34.0M | 17 | 23 | 1 | 02/02/2026 | ☆ | |
| 21222 | Randy L. Copus & Associates Llc. CRD 122988 | Lakeview, OH | Insurance-Affiliated · Boutique (under $100M) | $34.0M | 140 | 140 | 2 | 06/10/2026 | ☆ |
| 21223 | Silverleaf Investment Group, Llc CRD 146086 | Multi-Family Office · Boutique (under $100M) | $34.0M | 2 | 4 | 1 | 06/18/2026 | ☆ | |
| 21224 | Southern California Wealth Management Associates CRD 332016 | Rolling Hills Estates, CA | Wealth Manager · Boutique (under $100M) | $34.0M | 115 | 115 | 3 | 03/29/2026 | ☆ |
| 21225 | Stillwater Financial Services, Llc CRD 311084 | Stillwater, OK | Wealth Manager · Boutique (under $100M) | $34.0M | 42 | 135 | 1 | 03/02/2026 | ☆ |
| 21226 | Brightwork Wealth Management, Llc CRD 338724 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $34.0M | 46 | 131 | 2 | 07/26/2026 | ☆ |
| 21227 | Commonwealth Investment Advisors Llc CRD 167460 | Denver, CO | Wealth Manager · Boutique (under $100M) | $34.0M | 50 | 125 | 2 | 02/02/2026 | ☆ |
| 21228 | West Coast Financial Wealth Management, Inc CRD 158644 | Walut Creek, CA | Insurance-Affiliated · Boutique (under $100M) | $34.0M | 64 | 68 | 1 | 01/28/2026 | ☆ |
| 21229 | Sampatti Financial Llc CRD 188513 | Wealth Manager · Boutique (under $100M) | $34.0M | 87 | 115 | 2 | 04/29/2026 | ☆ | |
| 21230 | N CRD 24795 | Wealth Manager · Boutique (under $100M) | $34.0M | 53 | 68 | 50 | 04/23/2025 | ☆ | |
| 21231 | Single Track Financial, Inc. CRD 127318 | Woburn, MA | Wealth Manager · Boutique (under $100M) | $34.0M | 34 | 37 | 2 | 01/02/2026 | ☆ |
| 21232 | Hauge Wealth Management, Llc CRD 319248 | Wealth Manager · Boutique (under $100M) | $34.0M | 30 | 128 | 1 | 04/15/2026 | ☆ | |
| 21233 | Kedrec Llc CRD 324024 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $33.9M | 69 | 252 | 1 | 09/25/2026 | ☆ |
| 21234 | Bayou Financial Planning, Llc CRD 331312 | Wealth Manager · Boutique (under $100M) | $33.9M | 144 | 205 | 3 | 03/29/2026 | ☆ | |
| 21235 | Bolger, Patrick CRD 319410 | Simi Valley, CA | Insurance-Affiliated · Boutique (under $100M) | $33.9M | 185 | 185 | 1 | 01/15/2026 | ☆ |
| 21236 | Team Elevated Asset Management, Llc CRD 321979 | Thousand Oaks, CA | Wealth Manager · Boutique (under $100M) | $33.9M | 71 | 78 | 2 | 03/13/2026 | ☆ |
| 21237 | Black Creek Wealth Management, Llc CRD 312679 | Wealth Manager · Boutique (under $100M) | $33.9M | 60 | 114 | 1 | 03/16/2026 | ☆ | |
| 21238 | Janus Financial Llc CRD 323940 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $33.9M | 52 | 175 | 3 | 03/18/2026 | ☆ |
| 21239 | Good Balance Fp Llc CRD 324354 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $33.9M | 23 | 74 | 1 | 02/26/2026 | ☆ |
| 21240 | Buswell Associates, Inc. CRD 112713 | Insurance-Affiliated · Boutique (under $100M) | $33.8M | 47 | 129 | 2 | 04/30/2026 | ☆ | |
| 21241 | Olympia Advisors Llc CRD 330035 | Wealth Manager · Boutique (under $100M) | $33.8M | 12 | 33 | 1 | 01/20/2026 | ☆ | |
| 21242 | Gradow Capital Management, Llc CRD 133071 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $33.8M | 9 | 9 | 1 | 08/10/2026 | ☆ |
| 21243 | Samuels Financial Services, Inc. CRD 120777 | Youngstown, OH | Insurance-Affiliated · Boutique (under $100M) | $33.8M | 43 | 43 | 2 | 05/08/2026 | ☆ |
| 21244 | Swan Dfw Financial Solutions, Llc CRD 173964 | Insurance-Affiliated · Boutique (under $100M) | $33.8M | 112 | 112 | 2 | 02/18/2026 | ☆ | |
| 21245 | Vintage Asset Management, Llc CRD 285911 | Wealth Manager · Boutique (under $100M) | $33.7M | 38 | 110 | 1 | 07/29/2026 | ☆ | |
| 21246 | Skibek Wealth Management, Llc CRD 322652 | Wealth Manager · Boutique (under $100M) | $33.7M | 22 | 90 | 1 | 03/31/2026 | ☆ | |
| 21247 | Way Street Financial, Llc CRD 329451 | Brunswick, OH | Wealth Manager · Boutique (under $100M) | $33.7M | 79 | 183 | 5 | 04/22/2026 | ☆ |
| 21248 | Strategic Advocates, Llc CRD 316858 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $33.7M | 141 | 292 | 3 | 04/20/2026 | ☆ |
| 21249 | Stone Oak Capital Llc CRD 341363 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $33.7M | 66 | 200 | 2 | 07/02/2026 | ☆ |
| 21250 | Mkn Wealth Management Llc CRD 161819 | Wealth Manager · Boutique (under $100M) | $33.7M | 63 | 63 | 1 | 02/24/2026 | ☆ |