Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 21101 | Pf Wealth Management Group, Llc CRD 140015 | Oakland, CA | Insurance-Affiliated · Boutique (under $100M) | $35.2M | 36 | 122 | 1 | 03/31/2026 | ☆ |
| 21102 | Buell Investment Advisors Llc CRD 173423 | Glastonbury, CT | Wealth Manager · Boutique (under $100M) | $35.2M | 106 | 106 | 4 | 07/08/2024 | ☆ |
| 21103 | Bayview Investment Counsel, Inc CRD 116015 | Stevensville, MD | Wealth Manager · Boutique (under $100M) | $35.1M | 117 | 108 | 2 | 09/17/2026 | ☆ |
| 21104 | The Ivy League Advisory Group, Llc CRD 172730 | San Tan Valley, AZ | Insurance-Affiliated · Boutique (under $100M) | $35.1M | 194 | 318 | 2 | 07/29/2026 | ☆ |
| 21105 | Sky Vision Wealth, Llc CRD 317010 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $35.1M | 51 | 167 | 1 | 07/07/2026 | ☆ |
| 21106 | Trendcalc Capital Management Llc CRD 288325 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $35.1M | 70 | 124 | 1 | 02/23/2026 | ☆ |
| 21107 | Pharmd Financial Planning Llc CRD 311179 | Owatonna, MN | Wealth Manager · Boutique (under $100M) | $35.1M | 48 | 122 | 1 | 09/24/2026 | ☆ |
| 21108 | Modern Financial Asset Management, Llc CRD 317409 | Monument, CO | Wealth Manager · Boutique (under $100M) | $35.0M | 153 | 348 | 3 | 01/22/2026 | ☆ |
| 21109 | Luminate Financial Planning, Llc CRD 289287 | Wealth Manager · Boutique (under $100M) | $35.0M | 59 | 129 | 1 | 01/27/2026 | ☆ | |
| 21110 | Shalom Global Capital Group Llc CRD 309315 | San Jose, CA | Endowment & Foundation Advisor · Boutique (under $100M) | $35.0M | 6 | 45 | 1 | 02/23/2026 | ☆ |
| 21111 | Ten Talents Capital, Llc CRD 313387 | Wealth Manager · Boutique (under $100M) | $35.0M | 77 | 216 | 1 | 01/22/2026 | ☆ | |
| 21112 | Simply Steward, Llc CRD 287771 | Centennial, CO | Wealth Manager · Boutique (under $100M) | $35.0M | 35 | 219 | 1 | 05/15/2026 | ☆ |
| 21113 | Grand Slam Asset Management, Llc CRD 161122 | Englewood Cliffs, NJ | Private Fund Manager · Boutique (under $100M) | $35.0M | 7 | 7 | 2 | 03/16/2026 | ☆ |
| 21114 | Lytel, Kipley J. CRD 123266 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $35.0M | 34 | 34 | 1 | 03/30/2026 | ☆ |
| 21115 | Leatherback Asset Management, Llc CRD 310252 | Palm Beach Gardens, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $35.0M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 21116 | Creative Capital Wealth Management Group, Inc. CRD 304376 | Chester Springs, PA | Insurance-Affiliated · Boutique (under $100M) | $35.0M | 200 | 170 | 5 | 08/24/2026 | ☆ |
| 21117 | Del Principe O'brien Financial Advisors CRD 174935 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $35.0M | 100 | 65 | 1 | 03/18/2026 | ☆ |
| 21118 | Financialmd, Llc CRD 306947 | Okemos, MI | Insurance-Affiliated · Boutique (under $100M) | $35.0M | 165 | 304 | 1 | 03/06/2026 | ☆ |
| 21119 | Harnett Investment Advisers Llc CRD 147801 | Wealth Manager · Boutique (under $100M) | $35.0M | 35 | 70 | 2 | 03/30/2026 | ☆ | |
| 21120 | Jcm Capital Management CRD 116076 | Wealth Manager · Boutique (under $100M) | $35.0M | 12 | 22 | 1 | 03/27/2026 | ☆ | |
| 21121 | Lawrence J. Chazen, Inc. CRD 119350 | Carmel, CA | Wealth Manager · Boutique (under $100M) | $35.0M | 4 | 4 | 1 | 01/05/2026 | ☆ |
| 21122 | Logan Financial Planning Llc CRD 167684 | Wealth Manager · Boutique (under $100M) | $35.0M | 56 | 56 | 2 | 03/29/2021 | ☆ | |
| 21123 | N CRD 331742 | Wealth Manager · Boutique (under $100M) | $35.0M | 25 | 25 | 1 | 05/30/2025 | ☆ | |
| 21124 | Placera Capital Management Llc CRD 296936 | Wealth Manager · Boutique (under $100M) | $35.0M | 12 | 45 | 1 | 03/12/2026 | ☆ | |
| 21125 | Talomon Capital Limited CRD 291835 | London | Private Fund Manager · Boutique (under $100M) | $35.0M | 2 | 15 | 6 | 03/24/2026 | ☆ |
| 21126 | Yedgarian, Vahick, Aram CRD 139892 | Wealth Manager · Boutique (under $100M) | $35.0M | 173 | 206 | 1 | 09/11/2026 | ☆ | |
| 21127 | Tobin Investment Planning Llc CRD 172432 | Wealth Manager · Boutique (under $100M) | $35.0M | 22 | 58 | 1 | 01/20/2026 | ☆ | |
| 21128 | Eminence Wealth Management Inc. CRD 319111 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $35.0M | 251 | 251 | 3 | 08/26/2026 | ☆ |
| 21129 | Optimus Advisory Group, Llc CRD 111239 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $35.0M | 77 | 233 | 2 | 01/21/2026 | ☆ |
| 21130 | Capstan L.L.C. CRD 111937 | Wealth Manager · Boutique (under $100M) | $35.0M | 5 | 10 | 2 | 03/16/2026 | ☆ | |
| 21131 | Jack Point Advisors, Llc CRD 289426 | Wealth Manager · Boutique (under $100M) | $35.0M | 7 | 44 | 1 | 03/03/2026 | ☆ | |
| 21132 | Kenneth A. Dery & Associates, Inc. CRD 120184 | Willoughby, OH | Wealth Manager · Boutique (under $100M) | $35.0M | 22 | 22 | 3 | 02/05/2026 | ☆ |
| 21133 | Financial Compass Corporation CRD 134754 | Eden Prairie, MN | Wealth Manager · Boutique (under $100M) | $34.9M | 61 | 200 | 2 | 10/06/2026 | ☆ |
| 21134 | Global Financial Advisors I, Lp CRD 132406 | Lewisville, TX | Wealth Manager · Boutique (under $100M) | $34.9M | 40 | 79 | 1 | 05/12/2025 | ☆ |
| 21135 | Storehouse Investments Llc CRD 304610 | New Castle, PA | Wealth Manager · Boutique (under $100M) | $34.9M | 174 | 231 | 4 | 02/27/2026 | ☆ |
| 21136 | Bolgiano Financial Llc CRD 148654 | Midlothian, TX | Wealth Manager · Boutique (under $100M) | $34.9M | 85 | 208 | 1 | 03/20/2026 | ☆ |
| 21137 | Garabedian Wealth Management Group, Inc. CRD 171307 | Pasadena, CA | Insurance-Affiliated · Boutique (under $100M) | $34.9M | 72 | 112 | 3 | 02/11/2026 | ☆ |
| 21138 | Force Acres, Llc CRD 306946 | Wealth Manager · Boutique (under $100M) | $34.9M | 72 | 223 | 1 | 02/09/2026 | ☆ | |
| 21139 | Wealthnest Capital Inc. CRD 281725 | Staten Island, NY | Wealth Manager · Boutique (under $100M) | $34.9M | 78 | 131 | 2 | 03/24/2026 | ☆ |
| 21140 | Vintage Asset Advisors, Llc CRD 154866 | Wealth Manager · Boutique (under $100M) | $34.9M | 33 | 33 | 1 | 03/02/2026 | ☆ | |
| 21141 | Windy Hill Ventures, Inc. CRD 134504 | Wealth Manager · Boutique (under $100M) | $34.8M | 15 | 37 | 1 | 02/16/2026 | ☆ | |
| 21142 | Berenberg Asset Management Llc CRD 171274 | New York, NY | Investment Adviser · Boutique (under $100M) | $34.8M | 1 | 30 | 07/17/2026 | ☆ | |
| 21143 | Midwest Investment And Retirement Management, Inc. CRD 129945 | St. John, IN | Wealth Manager · Boutique (under $100M) | $34.8M | 108 | 108 | 2 | 03/10/2026 | ☆ |
| 21144 | Moondance Investment Advisors, Llc CRD 166171 | New Hope, PA | Wealth Manager · Boutique (under $100M) | $34.8M | 42 | 99 | 2 | 03/18/2026 | ☆ |
| 21145 | Lakeside Financial Inc. CRD 213517 | Wealth Manager · Boutique (under $100M) | $34.8M | 35 | 91 | 1 | 04/01/2026 | ☆ | |
| 21146 | Torrey Pines Financial, Inc. CRD 288213 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $34.8M | 78 | 78 | 2 | 03/09/2026 | ☆ |
| 21147 | Viceroy Investment Advisors Llc CRD 152140 | Everett, WA | Wealth Manager · Boutique (under $100M) | $34.8M | 24 | 85 | 1 | 03/30/2026 | ☆ |
| 21148 | Ocean Breeze Wealth Llc CRD 292434 | Wealth Manager · Boutique (under $100M) | $34.8M | 25 | 90 | 1 | 01/09/2026 | ☆ | |
| 21149 | N CRD 331872 | Private Fund Manager · Boutique (under $100M) | $34.7M | 1 | 1 | 4 | 03/14/2025 | ☆ | |
| 21150 | Endurance Financial Llc CRD 319112 | Cary, NC | Insurance-Affiliated · Boutique (under $100M) | $34.7M | 77 | 77 | 5 | 03/28/2026 | ☆ |