Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20851 | Cornerstone Asset Management Services, Inc. CRD 137712 | Broadview Heights, OH | Wealth Manager · Boutique (under $100M) | $37.6M | 280 | 480 | 9 | 03/24/2026 | ☆ |
| 20852 | Sinnet Capital Management, Llc CRD 315385 | Clayton, MO | Private Fund Manager · Boutique (under $100M) | $37.6M | 1 | 22 | 4 | 03/04/2026 | ☆ |
| 20853 | The Sherwin Group CRD 165093 | St. Peter, MN | Wealth Manager · Boutique (under $100M) | $37.6M | 242 | 242 | 2 | 05/08/2025 | ☆ |
| 20854 | Oakmont Financial Services, L.L.C. CRD 115291 | Wealth Manager · Boutique (under $100M) | $37.6M | 60 | 60 | 1 | 08/24/2026 | ☆ | |
| 20855 | Rim Associates, Inc CRD 128201 | Institutional / Pension Advisor · Boutique (under $100M) | $37.6M | 49 | 49 | 1 | 04/29/2026 | ☆ | |
| 20856 | Core Wealth Management, Llc CRD 158457 | Oklahoma City, OK | Wealth Manager · Boutique (under $100M) | $37.6M | 116 | 196 | 3 | 01/15/2026 | ☆ |
| 20857 | Gateway Wealth Management, Llc CRD 172433 | Guntersville, AL | Wealth Manager · Boutique (under $100M) | $37.6M | 44 | 72 | 1 | 02/27/2026 | ☆ |
| 20858 | Volumetric Advisers Inc CRD 107351 | Mutual Fund / Asset Manager · Boutique (under $100M) | $37.6M | 4 | 4 | 2 | 02/26/2026 | ☆ | |
| 20859 | Advisor Lance, Llc CRD 158251 | San Luis Obispo, CA | Wealth Manager · Boutique (under $100M) | $37.6M | 69 | 152 | 1 | 04/10/2026 | ☆ |
| 20860 | Hermitage Wealth Management, Inc. CRD 333235 | Richmond, VA | Wealth Manager · Boutique (under $100M) | $37.5M | 197 | 200 | 14 | 03/31/2026 | ☆ |
| 20861 | Pathway Financial Planning, Llc CRD 159416 | Wealth Manager · Boutique (under $100M) | $37.5M | 22 | 96 | 1 | 03/11/2026 | ☆ | |
| 20862 | Eps Ria, Llc CRD 158468 | Wealth Manager · Boutique (under $100M) | $37.5M | 304 | 328 | 8 | 02/17/2026 | ☆ | |
| 20863 | Global Insight Advisors, Llc CRD 340650 | Wealth Manager · Boutique (under $100M) | $37.5M | 46 | 118 | 4 | 09/14/2026 | ☆ | |
| 20864 | Stoehr Advice Llc CRD 340596 | Alpharetta, GA | Insurance-Affiliated · Boutique (under $100M) | $37.5M | 78 | 78 | 6 | 06/02/2026 | ☆ |
| 20865 | Retirement Systems Llc CRD 310927 | Insurance-Affiliated · Boutique (under $100M) | $37.5M | 172 | 274 | 5 | 05/20/2026 | ☆ | |
| 20866 | Fremont Wealth Management, Lp CRD 106503 | Southport, CT | Wealth Manager · Boutique (under $100M) | $37.5M | 72 | 110 | 1 | 03/31/2026 | ☆ |
| 20867 | Second Mountain Financial, Inc. CRD 152493 | Redondo Beach, CA | Wealth Manager · Boutique (under $100M) | $37.4M | 19 | 70 | 1 | 02/12/2026 | ☆ |
| 20868 | Financial Planning Advisors, Inc. CRD 122625 | Alton, IL | Wealth Manager · Boutique (under $100M) | $37.4M | 228 | 403 | 1 | 03/12/2026 | ☆ |
| 20869 | Peachtree Creek Investments, Llc CRD 309755 | Wealth Manager · Boutique (under $100M) | $37.4M | 22 | 36 | 1 | 07/14/2026 | ☆ | |
| 20870 | Pde Wealth Advisors, Llc CRD 291373 | Rancho Cucamonga, CA | Wealth Manager · Boutique (under $100M) | $37.4M | 139 | 260 | 1 | 05/06/2026 | ☆ |
| 20871 | N CRD 329430 | Wealth Manager · Boutique (under $100M) | $37.4M | 273 | 273 | 8 | 06/16/2025 | ☆ | |
| 20872 | Gb Wealth Advisors Llc CRD 299459 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $37.4M | 56 | 158 | 2 | 04/28/2026 | ☆ |
| 20873 | Acruence Capital, Llc CRD 305482 | Dallas, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $37.4M | 1 | 1 | 1 | 06/17/2026 | ☆ |
| 20874 | Johnson Private Wealth Management, Llc CRD 169413 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $37.3M | 54 | 146 | 2 | 04/02/2026 | ☆ |
| 20875 | Leo Wealth Management, Llc CRD 337537 | Staten Island, NY | Wealth Manager · Boutique (under $100M) | $37.3M | 79 | 148 | 1 | 09/18/2026 | ☆ |
| 20876 | Premier Financial Advisory Services, Llc CRD 125197 | Suwanee, GA | Wealth Manager · Boutique (under $100M) | $37.3M | 117 | 164 | 2 | 03/31/2026 | ☆ |
| 20877 | Capital Financial Consultants Group, Inc. CRD 133657 | San Juan Capistrano, CA | Wealth Manager · Boutique (under $100M) | $37.3M | 93 | 217 | 5 | 03/30/2026 | ☆ |
| 20878 | Doty Equity Advisors, Inc. CRD 113351 | Wealth Manager · Boutique (under $100M) | $37.3M | 10 | 26 | 1 | 01/21/2026 | ☆ | |
| 20879 | Belgrave Square Advisors Llc CRD 299105 | Wealth Manager · Boutique (under $100M) | $37.3M | 21 | 99 | 1 | 01/26/2026 | ☆ | |
| 20880 | Sterling Wealth Management Llc CRD 283916 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $37.3M | 13 | 13 | 1 | 02/18/2026 | ☆ |
| 20881 | Allen Wealth Advisors, Llc CRD 310105 | Colleyville, TX | Wealth Manager · Boutique (under $100M) | $37.3M | 31 | 93 | 3 | 11/04/2025 | ☆ |
| 20882 | Lentz, James Robert CRD 152710 | Wealth Manager · Boutique (under $100M) | $37.3M | 39 | 69 | 2 | 01/23/2026 | ☆ | |
| 20883 | Investments Plus Llc CRD 306040 | Waco, TX | Wealth Manager · Boutique (under $100M) | $37.3M | 58 | 173 | 1 | 09/23/2026 | ☆ |
| 20884 | Krishna Wealth Planning Llc CRD 304613 | Mckinney, TX | Wealth Manager · Boutique (under $100M) | $37.3M | 69 | 181 | 2 | 01/17/2026 | ☆ |
| 20885 | Synergist Wealth Advisors Llc CRD 127126 | Carmel, CA | Wealth Manager · Boutique (under $100M) | $37.2M | 15 | 66 | 1 | 03/26/2026 | ☆ |
| 20886 | Empowering Finance, Llc CRD 310901 | Wealth Manager · Boutique (under $100M) | $37.2M | 27 | 101 | 1 | 10/06/2026 | ☆ | |
| 20887 | Oxdrawn Capital, Llc CRD 333855 | Wealth Manager · Boutique (under $100M) | $37.2M | 0 | 7 | 1 | 03/25/2026 | ☆ | |
| 20888 | Fiduciary Financial Planning Group, Llc CRD 311106 | Wealth Manager · Boutique (under $100M) | $37.2M | 47 | 337 | 3 | 03/31/2026 | ☆ | |
| 20889 | Tlp Financial Services, Inc. CRD 283449 | Wealth Manager · Boutique (under $100M) | $37.2M | 42 | 122 | 2 | 09/15/2026 | ☆ | |
| 20890 | Nest Egg Financial Advisors, Llc CRD 297602 | Wealth Manager · Boutique (under $100M) | $37.2M | 11 | 109 | 2 | 02/18/2026 | ☆ | |
| 20891 | Secure Capital Wealth Advisors Llc CRD 305201 | Oakbrook Terrace, IL | Wealth Manager · Boutique (under $100M) | $37.2M | 130 | 237 | 3 | 09/18/2026 | ☆ |
| 20892 | Next Phase Advisors Llc CRD 331622 | Cullman, AL | Wealth Manager · Boutique (under $100M) | $37.2M | 189 | 308 | 2 | 03/25/2026 | ☆ |
| 20893 | Bruno Mountain Advisory, Llc CRD 327235 | Bend, OR | Insurance-Affiliated · Boutique (under $100M) | $37.2M | 50 | 138 | 2 | 03/24/2026 | ☆ |
| 20894 | Palladium Heritage Management, Llc CRD 321623 | New York, NY | Private Fund Manager · Boutique (under $100M) | $37.2M | 2 | 2 | 2 | 03/31/2026 | ☆ |
| 20895 | Lnb Financial Llc CRD 338173 | Wealth Manager · Boutique (under $100M) | $37.2M | 132 | 132 | 1 | 05/22/2026 | ☆ | |
| 20896 | Investment Advisor Associates, Inc. CRD 157219 | Wealth Manager · Boutique (under $100M) | $37.1M | 70 | 70 | 2 | 03/19/2026 | ☆ | |
| 20897 | Much Wealth Management, Inc. CRD 150356 | Southlake, TX | Wealth Manager · Boutique (under $100M) | $37.1M | 118 | 235 | 3 | 03/30/2026 | ☆ |
| 20898 | Waypoint Financial, Llc CRD 284021 | Wealth Manager · Boutique (under $100M) | $37.1M | 61 | 201 | 2 | 03/10/2026 | ☆ | |
| 20899 | Fractal Financial Design, Llc CRD 297518 | Wealth Manager · Boutique (under $100M) | $37.1M | 49 | 123 | 1 | 04/29/2026 | ☆ | |
| 20900 | Ray Capital Advisors Llc CRD 316844 | Wealth Manager · Boutique (under $100M) | $37.1M | 45 | 119 | 1 | 07/02/2026 | ☆ |