Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20601 | Mulligan Capital, Inc CRD 143406 | Tigard, OR | Insurance-Affiliated · Boutique (under $100M) | $40.0M | 32 | 136 | 1 | 11/18/2025 | ☆ |
| 20602 | Fineberg Financial Management Llc CRD 322268 | Seal Beach, CA | Wealth Manager · Boutique (under $100M) | $40.0M | 77 | 216 | 3 | 03/20/2026 | ☆ |
| 20603 | 2201 Capital, Llc CRD 341112 | New York, NY | Wealth Manager · Boutique (under $100M) | $40.0M | 5 | 25 | 3 | 06/30/2026 | ☆ |
| 20604 | Ballast Wealth Llc CRD 318991 | Wealth Manager · Boutique (under $100M) | $40.0M | 170 | 135 | 2 | 05/13/2026 | ☆ | |
| 20605 | Braypark Wealth Management CRD 334880 | Costa Mesa, CA | Wealth Manager · Boutique (under $100M) | $40.0M | 90 | 189 | 4 | 03/11/2026 | ☆ |
| 20606 | Carolina Financial Services Group, Inc. CRD 149664 | Greenville, NC | Wealth Manager · Boutique (under $100M) | $40.0M | 100 | 165 | 4 | 03/12/2026 | ☆ |
| 20607 | Cognitiant Inc CRD 152295 | Portland, OR | Insurance-Affiliated · Boutique (under $100M) | $40.0M | 82 | 78 | 2 | 06/16/2026 | ☆ |
| 20608 | Dataone Capital Management, Llc CRD 316965 | Frisco, TX | Private Fund Manager · Boutique (under $100M) | $40.0M | 1 | 1 | 2 | 02/25/2026 | ☆ |
| 20609 | Fierce Financial Group Llc CRD 299467 | Miami Beach, FL | Wealth Manager · Boutique (under $100M) | $40.0M | 31 | 60 | 2 | 01/20/2026 | ☆ |
| 20610 | Glynn, Dennis Charles CRD 129744 | Rocky Hill, CT | Wealth Manager · Boutique (under $100M) | $40.0M | 69 | 69 | 1 | 08/24/2026 | ☆ |
| 20611 | King George Capital Mgmt, Inc. CRD 115430 | Wealth Manager · Boutique (under $100M) | $40.0M | 56 | 98 | 2 | 03/11/2026 | ☆ | |
| 20612 | Mills, Marvin Leroy CRD 157843 | Insurance-Affiliated · Boutique (under $100M) | $40.0M | 95 | 95 | 1 | 02/18/2026 | ☆ | |
| 20613 | Monotelo Wealth Partners, Inc CRD 287495 | Elgin, IL | Wealth Manager · Boutique (under $100M) | $40.0M | 25 | 85 | 1 | 01/07/2026 | ☆ |
| 20614 | Path Financial, Llc CRD 146891 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $40.0M | 49 | 87 | 1 | 06/12/2026 | ☆ |
| 20615 | Strategic Wealth Partners, Inc. CRD 158483 | Wealth Manager · Boutique (under $100M) | $40.0M | 89 | 85 | 1 | 01/03/2026 | ☆ | |
| 20616 | Typher Financial Services CRD 109703 | Insurance-Affiliated · Boutique (under $100M) | $40.0M | 45 | 45 | 1 | 06/10/2026 | ☆ | |
| 20617 | Veraison Asset Management, Llc CRD 149196 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $40.0M | 8 | 1 | 04/06/2026 | ☆ | |
| 20618 | Ascent Wealth Management Group, Llc CRD 325532 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $40.0M | 77 | 144 | 1 | 09/10/2026 | ☆ |
| 20619 | Orser Investment Advisors, Inc. CRD 114546 | Wealth Manager · Boutique (under $100M) | $40.0M | 60 | 164 | 1 | 04/28/2026 | ☆ | |
| 20620 | Selerski Asset Management, Llc CRD 328913 | Wealth Manager · Boutique (under $100M) | $40.0M | 51 | 134 | 1 | 09/22/2026 | ☆ | |
| 20621 | Mfp, Llc CRD 140634 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $40.0M | 42 | 38 | 1 | 02/09/2026 | ☆ |
| 20622 | Arimathea CRD 330140 | Fort Bragg, CA | Endowment & Foundation Advisor · Boutique (under $100M) | $39.9M | 23 | 103 | 5 | 03/27/2026 | ☆ |
| 20623 | Payne Financial Management, L.L.C. CRD 126418 | Kennesaw, GA | Wealth Manager · Boutique (under $100M) | $39.9M | 127 | 279 | 2 | 03/26/2026 | ☆ |
| 20624 | Breakwater Wealth Management, Llc CRD 322057 | Wealth Manager · Boutique (under $100M) | $39.9M | 39 | 94 | 1 | 09/25/2026 | ☆ | |
| 20625 | Holden Family Office, Llc CRD 324597 | Multi-Family Office · Boutique (under $100M) | $39.9M | 60 | 135 | 2 | 04/08/2026 | ☆ | |
| 20626 | Gold Coast Securities, Inc. CRD 110925 | Thousand Oaks, CA | Insurance-Affiliated · Boutique (under $100M) | $39.9M | 35 | 52 | 1 | 03/31/2026 | ☆ |
| 20627 | Pixel Financial Planning, Llc CRD 285762 | Wealth Manager · Boutique (under $100M) | $39.9M | 30 | 85 | 1 | 08/27/2026 | ☆ | |
| 20628 | Afs Wealth Management Llc CRD 323315 | Chester, VT | Wealth Manager · Boutique (under $100M) | $39.8M | 62 | 185 | 1 | 05/27/2026 | ☆ |
| 20629 | Bloom Financial, Llc CRD 286324 | Wealth Manager · Boutique (under $100M) | $39.8M | 225 | 225 | 2 | 05/20/2026 | ☆ | |
| 20630 | Palen Financial Llc CRD 144892 | Wealth Manager · Boutique (under $100M) | $39.8M | 146 | 146 | 1 | 03/24/2026 | ☆ | |
| 20631 | Freedom Financial Advisors, Llc CRD 116295 | Wealth Manager · Boutique (under $100M) | $39.8M | 34 | 97 | 1 | 01/25/2026 | ☆ | |
| 20632 | Royal Palm Investment Advisors, Inc CRD 142335 | Longwood, FL | Wealth Manager · Boutique (under $100M) | $39.8M | 101 | 241 | 2 | 03/05/2026 | ☆ |
| 20633 | Aspentree Capital Corporation CRD 118946 | Wealth Manager · Boutique (under $100M) | $39.8M | 29 | 29 | 5 | 03/03/2026 | ☆ | |
| 20634 | Sapient Road Wealth Management, Llc CRD 168689 | Wealth Manager · Boutique (under $100M) | $39.8M | 29 | 90 | 1 | 01/28/2026 | ☆ | |
| 20635 | Mangotree Capital, Llc CRD 160552 | Sterling Heights, MI | Insurance-Affiliated · Boutique (under $100M) | $39.8M | 52 | 115 | 2 | 01/20/2026 | ☆ |
| 20636 | Now Asset Management Llc CRD 341388 | Purchase, NY | Private Fund Manager · Boutique (under $100M) | $39.8M | 1 | 2 | 3 | 08/06/2026 | ☆ |
| 20637 | Valendo Private Asset Management CRD 133544 | Wealth Manager · Boutique (under $100M) | $39.8M | 18 | 33 | 1 | 03/24/2026 | ☆ | |
| 20638 | Fiat Lux Capital Management Inc. CRD 334615 | Waterford, WI | Wealth Manager · Boutique (under $100M) | $39.8M | 227 | 271 | 1 | 06/16/2026 | ☆ |
| 20639 | Professional Retirement Planning Inc. CRD 119137 | Houston, TX | Institutional / Pension Advisor · Boutique (under $100M) | $39.8M | 7 | 12 | 1 | 01/13/2026 | ☆ |
| 20640 | James A Wynne Llc CRD 323881 | Wealth Manager · Boutique (under $100M) | $39.8M | 74 | 192 | 1 | 03/30/2026 | ☆ | |
| 20641 | Fnj 3, Llc CRD 149809 | Wealth Manager · Boutique (under $100M) | $39.8M | 20 | 20 | 1 | 05/11/2026 | ☆ | |
| 20642 | Svl Holding Corporation CRD 135098 | Placentia, CA | Institutional / Pension Advisor · Boutique (under $100M) | $39.8M | 179 | 179 | 3 | 02/24/2026 | ☆ |
| 20643 | Ales29 Advisors, Inc CRD 297670 | Wealth Manager · Boutique (under $100M) | $39.8M | 7 | 16 | 1 | 03/05/2026 | ☆ | |
| 20644 | Newleaf Wealth Management, Llc CRD 169136 | Wealth Manager · Boutique (under $100M) | $39.7M | 36 | 48 | 1 | 03/26/2026 | ☆ | |
| 20645 | Mfg Capital, Inc. CRD 289949 | Trenton, MI | Wealth Manager · Boutique (under $100M) | $39.7M | 215 | 402 | 3 | 03/27/2026 | ☆ |
| 20646 | B One Management Llc CRD 323539 | Aventura, FL | Wealth Manager · Boutique (under $100M) | $39.7M | 72 | 72 | 3 | 08/13/2026 | ☆ |
| 20647 | Weil Enterprises, Inc. CRD 123284 | Wealth Manager · Boutique (under $100M) | $39.7M | 19 | 19 | 2 | 04/20/2026 | ☆ | |
| 20648 | Registered Investment Advisors, Llc CRD 318560 | Wealth Manager · Boutique (under $100M) | $39.7M | 58 | 50 | 1 | 02/20/2026 | ☆ | |
| 20649 | Strategic Financial Alliance, Llc CRD 129178 | Wealth Manager · Boutique (under $100M) | $39.7M | 32 | 88 | 1 | 03/21/2026 | ☆ | |
| 20650 | Deeringer Wealth Management, Llc CRD 301187 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $39.7M | 17 | 42 | 1 | 03/09/2026 | ☆ |