Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19401 | Wealthpro, Llc CRD 127907 | Insurance-Affiliated · Boutique (under $100M) | $52.4M | 95 | 315 | 2 | 04/01/2026 | ☆ | |
| 19402 | Marketstrats, Llc CRD 286420 | Wealth Manager · Boutique (under $100M) | $52.4M | 75 | 297 | 1 | 08/14/2026 | ☆ | |
| 19403 | Blue Lawn Asset Management Llc CRD 136527 | Private Fund Manager · Boutique (under $100M) | $52.4M | 1 | 1 | 2 | 03/27/2026 | ☆ | |
| 19404 | Parkside Family Office Llc CRD 339242 | Multi-Family Office · Boutique (under $100M) | $52.4M | 19 | 53 | 1 | 03/31/2026 | ☆ | |
| 19405 | Roosevelt Management Company Llc CRD 161605 | New York, NY | Investment Adviser · Boutique (under $100M) | $52.4M | 2 | 2 | 30 | 06/02/2026 | ☆ |
| 19406 | Ameritrust Investment Advisors Inc CRD 108589 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $52.4M | 116 | 178 | 6 | 03/27/2026 | ☆ |
| 19407 | Rogowski Wealth Management Llc CRD 165612 | Wealth Manager · Boutique (under $100M) | $52.4M | 76 | 243 | 2 | 03/24/2026 | ☆ | |
| 19408 | Slagel, Zachary Tanner CRD 118726 | Blacksburg, VA | Wealth Manager · Boutique (under $100M) | $52.4M | 114 | 293 | 1 | 03/16/2026 | ☆ |
| 19409 | Corporate Benefits Consultants, Inc. CRD 155764 | Wexford, PA | Insurance-Affiliated · Boutique (under $100M) | $52.4M | 1 | 3 | 03/16/2026 | ☆ | |
| 19410 | The Schamber Group, Inc. CRD 166747 | Lafayette, IN | Insurance-Affiliated · Boutique (under $100M) | $52.4M | 34 | 73 | 2 | 03/06/2026 | ☆ |
| 19411 | Fivenca Asset Management Llc CRD 288527 | Miami, FL | Wealth Manager · Boutique (under $100M) | $52.4M | 74 | 74 | 2 | 03/31/2026 | ☆ |
| 19412 | Verbatim Financial Llc CRD 306685 | Wealth Manager · Boutique (under $100M) | $52.3M | 16 | 135 | 1 | 03/01/2024 | ☆ | |
| 19413 | Fsg Financial Services, Inc. CRD 291629 | Sun City, AZ | Wealth Manager · Boutique (under $100M) | $52.3M | 163 | 163 | 3 | 03/19/2026 | ☆ |
| 19414 | Phase Line Capital, Llc CRD 315116 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $52.3M | 142 | 275 | 3 | 03/10/2026 | ☆ |
| 19415 | Ems Inc CRD 288456 | Wealth Manager · Boutique (under $100M) | $52.3M | 71 | 103 | 1 | 04/30/2026 | ☆ | |
| 19416 | Copeland Wealth Management, Llc CRD 152781 | Clarksville, TN | Wealth Manager · Boutique (under $100M) | $52.3M | 86 | 182 | 2 | 03/06/2026 | ☆ |
| 19417 | Coastal Capital Advisors, Llc CRD 307224 | Wealth Manager · Boutique (under $100M) | $52.3M | 141 | 381 | 2 | 08/31/2026 | ☆ | |
| 19418 | Foster Capital Management Inc. CRD 323975 | Topeka, KS | Wealth Manager · Boutique (under $100M) | $52.3M | 149 | 340 | 4 | 05/27/2026 | ☆ |
| 19419 | Family Dynasty Advisors Llc CRD 297082 | Lubbock, TX | Wealth Manager · Boutique (under $100M) | $52.3M | 368 | 199 | 3 | 02/17/2026 | ☆ |
| 19420 | Excelsus Capital Management, Inc. CRD 130886 | Manhattan Beach, CA | Wealth Manager · Boutique (under $100M) | $52.3M | 67 | 136 | 1 | 03/29/2026 | ☆ |
| 19421 | Syntropy Wealth Management Llc CRD 293062 | Wealth Manager · Boutique (under $100M) | $52.3M | 73 | 151 | 1 | 02/12/2024 | ☆ | |
| 19422 | Next Generation Wealth Planning, Llc CRD 141615 | Forked River, NJ | Wealth Manager · Boutique (under $100M) | $52.2M | 39 | 139 | 1 | 03/18/2026 | ☆ |
| 19423 | Olympic Financial Advisors, Llc CRD 283975 | Wealth Manager · Boutique (under $100M) | $52.2M | 51 | 155 | 1 | 02/05/2026 | ☆ | |
| 19424 | New Assets Investment Advisors Llc CRD 167341 | Milpitas, CA | Wealth Manager · Boutique (under $100M) | $52.2M | 92 | 179 | 1 | 03/25/2026 | ☆ |
| 19425 | Qapital Invest, Llc CRD 283762 | New York, NY | Wealth Manager · Boutique (under $100M) | $52.2M | 38,446 | 38,446 | 9 | 09/30/2026 | ☆ |
| 19426 | Stockbridge Private Wealth Management, Llc CRD 171869 | Wealth Manager · Boutique (under $100M) | $52.2M | 90 | 90 | 2 | 02/16/2026 | ☆ | |
| 19427 | True Horizon Wealth Advisors, Llc CRD 170330 | Malvern, PA | Wealth Manager · Boutique (under $100M) | $52.2M | 56 | 91 | 1 | 03/19/2026 | ☆ |
| 19428 | Richie Investment Advisors, Llc CRD 281407 | Austin, TX | Endowment & Foundation Advisor · Boutique (under $100M) | $52.1M | 51 | 52 | 2 | 02/02/2026 | ☆ |
| 19429 | Professional Retirement Strategies Llc CRD 287808 | Omaha, NE | Insurance-Affiliated · Boutique (under $100M) | $52.1M | 238 | 344 | 2 | 05/07/2026 | ☆ |
| 19430 | D&S Wealth Management Group, Llc CRD 323020 | Wealth Manager · Boutique (under $100M) | $52.1M | 57 | 141 | 2 | 01/15/2026 | ☆ | |
| 19431 | Porter & Kickham, Inc. CRD 301103 | Ellisville, MO | Wealth Manager · Boutique (under $100M) | $52.1M | 120 | 243 | 3 | 03/17/2026 | ☆ |
| 19432 | Dhruva Funds, Llc CRD 284019 | Private Fund Manager · Boutique (under $100M) | $52.1M | 1 | 1 | 1 | 05/04/2026 | ☆ | |
| 19433 | Jurick Financial Services CRD 324787 | Parkland, FL | Wealth Manager · Boutique (under $100M) | $52.1M | 258 | 258 | 1 | 08/19/2026 | ☆ |
| 19434 | Stubbs Investments, Llc CRD 300781 | Wealth Manager · Boutique (under $100M) | $52.1M | 15 | 35 | 1 | 01/06/2026 | ☆ | |
| 19435 | Bultman Investment Management, Inc. CRD 106283 | Brookfield, WI | Wealth Manager · Boutique (under $100M) | $52.0M | 61 | 116 | 1 | 03/10/2026 | ☆ |
| 19436 | Goldfarb Wealth Advisors, Llc CRD 170308 | Wealth Manager · Boutique (under $100M) | $52.0M | 27 | 54 | 1 | 01/18/2026 | ☆ | |
| 19437 | Rushwald, Mark Steven CRD 125205 | Insurance-Affiliated · Boutique (under $100M) | $52.0M | 60 | 60 | 1 | 02/04/2026 | ☆ | |
| 19438 | Capital Management Advisors Inc CRD 110447 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $52.0M | 115 | 198 | 4 | 12/12/2025 | ☆ |
| 19439 | Templeman Wealth Management Inc. CRD 312839 | Rancho Santa Margarita, CA | Wealth Manager · Boutique (under $100M) | $52.0M | 22 | 49 | 2 | 07/09/2026 | ☆ |
| 19440 | Briggs Financial Inc. CRD 291012 | Wealth Manager · Boutique (under $100M) | $52.0M | 148 | 385 | 2 | 01/20/2026 | ☆ | |
| 19441 | Ceva Capital Llc CRD 323561 | Wealth Manager · Boutique (under $100M) | $52.0M | 24 | 90 | 3 | 02/05/2026 | ☆ | |
| 19442 | Digiorgio Capital Management, Inc. CRD 123422 | White Oak, PA | Wealth Manager · Boutique (under $100M) | $52.0M | 220 | 220 | 1 | 02/28/2025 | ☆ |
| 19443 | Estate Planners Of New England, Llc CRD 133353 | Portsmouth, NH | Wealth Manager · Boutique (under $100M) | $52.0M | 119 | 275 | 2 | 01/31/2025 | ☆ |
| 19444 | Freeman Wealth Management, Llc CRD 333431 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $52.0M | 44 | 150 | 3 | 03/30/2026 | ☆ |
| 19445 | Houlihan Asset Management Llc CRD 121586 | Fort Wayne, IN | Wealth Manager · Boutique (under $100M) | $52.0M | 29 | 90 | 1 | 01/05/2026 | ☆ |
| 19446 | Integrity First Planners, Inc. CRD 167305 | Wealth Manager · Boutique (under $100M) | $52.0M | 59 | 163 | 1 | 06/22/2026 | ☆ | |
| 19447 | Koury Capital Management, Llc CRD 142477 | Wealth Manager · Boutique (under $100M) | $52.0M | 12 | 12 | 1 | 03/18/2026 | ☆ | |
| 19448 | Liriano Wealth Advisory Group, Llc CRD 336843 | Newton Center, MA | Wealth Manager · Boutique (under $100M) | $52.0M | 167 | 216 | 1 | 04/01/2026 | ☆ |
| 19449 | Next World Assets Llc CRD 328070 | Endowment & Foundation Advisor · Boutique (under $100M) | $52.0M | 1 | 2 | 06/07/2026 | ☆ | ||
| 19450 | Nintai Investments Llc CRD 299278 | Multi-Family Office · Boutique (under $100M) | $52.0M | 4 | 4 | 1 | 03/28/2024 | ☆ |