Investment advisers
45,192 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18051 | Fern Capital Inc. CRD 230790 | Wealth Manager · Boutique (under $100M) | $71.0M | 45 | 107 | 2 | 09/01/2026 | ☆ | |
| 18052 | Great Lakes Benefits, Inc. CRD 140440 | Sandusky, OH | Insurance-Affiliated · Boutique (under $100M) | $71.0M | 290 | 287 | 3 | 03/31/2026 | ☆ |
| 18053 | Legend Private Wealth, Llc CRD 308639 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $71.0M | 45 | 198 | 2 | 03/13/2026 | ☆ |
| 18054 | Marketforce, Llc CRD 111233 | Wealth Manager · Boutique (under $100M) | $71.0M | 21 | 21 | 1 | 02/04/2026 | ☆ | |
| 18055 | Waller Wealth Management, Llc CRD 307148 | Magnolia, AR | Insurance-Affiliated · Boutique (under $100M) | $71.0M | 290 | 290 | 1 | 08/21/2026 | ☆ |
| 18056 | Trondheim Capital, Llc CRD 152843 | Investment Adviser · Boutique (under $100M) | $71.0M | 1 | 6 | 1 | 03/26/2026 | ☆ | |
| 18057 | Zora Financial, Llc CRD 170544 | Wealth Manager · Boutique (under $100M) | $71.0M | 78 | 401 | 4 | 03/31/2026 | ☆ | |
| 18058 | Your Wealth Matters Llc CRD 281134 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $71.0M | 129 | 274 | 4 | 07/22/2026 | ☆ |
| 18059 | Western Annuity Services, Inc. CRD 131689 | Mill Valley, CA | Wealth Manager · Boutique (under $100M) | $70.9M | 445 | 445 | 1 | 06/28/2026 | ☆ |
| 18060 | Chief Advisors Corporation CRD 125261 | Salina, KS | Wealth Manager · Boutique (under $100M) | $70.9M | 185 | 185 | 7 | 02/26/2026 | ☆ |
| 18061 | Green Investment Management, Inc. CRD 109695 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $70.9M | 137 | 137 | 2 | 03/19/2026 | ☆ |
| 18062 | Krammer Financial Llc CRD 226712 | Wealth Manager · Boutique (under $100M) | $70.9M | 49 | 129 | 1 | 10/02/2026 | ☆ | |
| 18063 | Skorheim Wealth Management, Llc CRD 328995 | Laguna Hills, CA | Wealth Manager · Boutique (under $100M) | $70.9M | 25 | 21 | 2 | 03/12/2026 | ☆ |
| 18064 | Schmidt Wealth Management, L.L.C. CRD 328084 | Lawrenceburg, IN | Wealth Manager · Boutique (under $100M) | $70.9M | 245 | 502 | 1 | 03/17/2026 | ☆ |
| 18065 | Truly Prosper Financial Planning Llc CRD 310549 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $70.8M | 30 | 184 | 2 | 03/30/2026 | ☆ |
| 18066 | Shorepine Wealth Management, Llc CRD 288583 | Wealth Manager · Boutique (under $100M) | $70.8M | 51 | 212 | 1 | 03/25/2026 | ☆ | |
| 18067 | Fulbright Financial Consulting, Pa CRD 117891 | Durham, NC | Wealth Manager · Boutique (under $100M) | $70.8M | 65 | 238 | 1 | 03/24/2026 | ☆ |
| 18068 | Optimum Wealth Management, Llc. CRD 132422 | Wealth Manager · Boutique (under $100M) | $70.8M | 82 | 174 | 2 | 03/06/2026 | ☆ | |
| 18069 | Sovereign Wealth Management, Llc CRD 314859 | Vienna, VA | Wealth Manager · Boutique (under $100M) | $70.7M | 212 | 201 | 2 | 02/09/2026 | ☆ |
| 18070 | Fiduciary Management Group, Llc CRD 136612 | New York, NY | Wealth Manager · Boutique (under $100M) | $70.7M | 52 | 123 | 2 | 03/04/2026 | ☆ |
| 18071 | Lifeline Financial, Llc CRD 129327 | Wethersfield, CT | Insurance-Affiliated · Boutique (under $100M) | $70.7M | 42 | 72 | 2 | 12/23/2025 | ☆ |
| 18072 | Westerly Investments, Inc. CRD 118383 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $70.6M | 17 | 54 | 2 | 03/26/2026 | ☆ |
| 18073 | Ataraxis Wealth Management Llc CRD 328373 | Lansing, MI | Wealth Manager · Boutique (under $100M) | $70.6M | 157 | 274 | 2 | 03/13/2026 | ☆ |
| 18074 | Wiseman Wealth, Llc CRD 169677 | Middleburg, VA | Wealth Manager · Boutique (under $100M) | $70.6M | 210 | 210 | 3 | 03/24/2026 | ☆ |
| 18075 | Rogers Investment Advisors, Llc CRD 132722 | Santa Clara, CA | Investment Adviser · Boutique (under $100M) | $70.6M | 5 | 12 | 1 | 03/27/2026 | ☆ |
| 18076 | Gateway Asset Management, Llc CRD 311521 | Independence, OH | Wealth Manager · Boutique (under $100M) | $70.6M | 108 | 343 | 1 | 03/20/2026 | ☆ |
| 18077 | Madrona Wealth Management Llc CRD 171261 | Wealth Manager · Boutique (under $100M) | $70.6M | 68 | 292 | 1 | 01/12/2026 | ☆ | |
| 18078 | Blueskye Investment Advisers, Llc CRD 161097 | Orlando, FL | Private Fund Manager · Boutique (under $100M) | $70.5M | 190 | 190 | 3 | 03/06/2026 | ☆ |
| 18079 | Cbs Funding, Inc. CRD 158408 | Broadview Heights, OH | Institutional / Pension Advisor · Boutique (under $100M) | $70.5M | 52 | 62 | 3 | 07/29/2026 | ☆ |
| 18080 | Outpost Advisors, Llc CRD 300602 | Wealth Manager · Boutique (under $100M) | $70.5M | 126 | 499 | 2 | 01/12/2026 | ☆ | |
| 18081 | Course 26, Llc CRD 171325 | Fort Worth, TX | Private Fund Manager · Boutique (under $100M) | $70.5M | 27 | 52 | 3 | 03/31/2026 | ☆ |
| 18082 | Cpk Wealth Management Llc CRD 296913 | Wealth Manager · Boutique (under $100M) | $70.5M | 65 | 198 | 1 | 04/28/2026 | ☆ | |
| 18083 | Mcavoy Kemp Wealth Management, Llc CRD 122084 | Columbus, IN | Wealth Manager · Boutique (under $100M) | $70.5M | 106 | 239 | 2 | 03/19/2026 | ☆ |
| 18084 | Baobab Wealth Llc CRD 333561 | Wealth Manager · Boutique (under $100M) | $70.4M | 240 | 510 | 2 | 01/28/2026 | ☆ | |
| 18085 | Tamarind Advisors Llc CRD 161309 | Sugarland, TX | Wealth Manager · Boutique (under $100M) | $70.3M | 111 | 245 | 7 | 03/18/2026 | ☆ |
| 18086 | Laurence Financial Planning Llc CRD 150401 | Wealth Manager · Boutique (under $100M) | $70.3M | 22 | 118 | 1 | 01/14/2026 | ☆ | |
| 18087 | Stonebrook Capital Management, Inc CRD 123181 | Oak Park, IL | Wealth Manager · Boutique (under $100M) | $70.3M | 108 | 219 | 3 | 03/31/2026 | ☆ |
| 18088 | Firelands Wealth Management, Llc CRD 222527 | Huron, OH | Wealth Manager · Boutique (under $100M) | $70.3M | 186 | 373 | 4 | 03/31/2026 | ☆ |
| 18089 | Clemensen Capital Company Llc CRD 166837 | Wealth Manager · Boutique (under $100M) | $70.3M | 120 | 249 | 4 | 05/02/2026 | ☆ | |
| 18090 | Charles Manning & Associates, Inc. CRD 114359 | Bala Cynwyd, PA | Wealth Manager · Boutique (under $100M) | $70.3M | 19 | 19 | 1 | 03/05/2026 | ☆ |
| 18091 | Polaris Financial, Llc CRD 281952 | Wealth Manager · Boutique (under $100M) | $70.2M | 854 | 854 | 2 | 03/31/2026 | ☆ | |
| 18092 | N CRD 317504 | Private Fund Manager · Boutique (under $100M) | $70.2M | 1 | 1 | 3 | 03/19/2025 | ☆ | |
| 18093 | Colligan Advisory, Llc CRD 152580 | Wealth Manager · Boutique (under $100M) | $70.2M | 22 | 56 | 1 | 01/23/2026 | ☆ | |
| 18094 | American Wealth Protection Financial, Llc CRD 317233 | Manchester, NH | Wealth Manager · Boutique (under $100M) | $70.2M | 160 | 274 | 2 | 01/14/2026 | ☆ |
| 18095 | Rise Financial Partners Llc CRD 305637 | Wealth Manager · Boutique (under $100M) | $70.2M | 158 | 396 | 5 | 08/31/2026 | ☆ | |
| 18096 | Demesne, Llc CRD 305671 | Endowment & Foundation Advisor · Boutique (under $100M) | $70.2M | 23 | 26 | 1 | 03/04/2026 | ☆ | |
| 18097 | Wang Financial, Llc CRD 167570 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $70.2M | 44 | 130 | 3 | 03/24/2026 | ☆ |
| 18098 | Resolve Asset Management Inc. CRD 175361 | Toronto | Mutual Fund / Asset Manager · Boutique (under $100M) | $70.2M | 1 | 3 | 14 | 03/30/2026 | ☆ |
| 18099 | Achieving Veritas Llc CRD 327170 | St. Augustine, FL | Wealth Manager · Boutique (under $100M) | $70.1M | 86 | 204 | 4 | 04/22/2026 | ☆ |
| 18100 | Bacon & Company CRD 114022 | Wealth Manager · Boutique (under $100M) | $70.1M | 54 | 54 | 1 | 03/26/2026 | ☆ |