Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16601 | Marker Financial Llc CRD 328726 | Dayton, OH | Wealth Manager · Boutique (under $100M) | $98.0M | 78 | 202 | 2 | 03/27/2026 | ☆ |
| 16602 | Mha Financial Corp CRD 7462 | Ridgewood, NJ | Wealth Manager · Boutique (under $100M) | $98.0M | 138 | 192 | 6 | 03/27/2026 | ☆ |
| 16603 | Compass Wealth Management, Llc CRD 130693 | Wealth Manager · Boutique (under $100M) | $98.0M | 66 | 286 | 1 | 02/17/2026 | ☆ | |
| 16604 | Valor Investments And Planning Llc CRD 323129 | Easton, PA | Wealth Manager · Boutique (under $100M) | $97.9M | 242 | 1,032 | 10 | 03/27/2026 | ☆ |
| 16605 | Rowley & Associates, Inc. CRD 326723 | Lancaster, PA | Insurance-Affiliated · Boutique (under $100M) | $97.9M | 166 | 475 | 3 | 02/20/2026 | ☆ |
| 16606 | Lemnis Capital Llc CRD 340137 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $97.9M | 352 | 352 | 13 | 10/01/2026 | ☆ |
| 16607 | Incline Wealth Advisors, Llc CRD 306806 | Wealth Manager · Boutique (under $100M) | $97.9M | 217 | 217 | 4 | 02/24/2026 | ☆ | |
| 16608 | Cpr Financial & Insurance Services, Inc. CRD 145855 | Prosper, TX | Insurance-Affiliated · Boutique (under $100M) | $97.8M | 658 | 875 | 4 | 08/20/2026 | ☆ |
| 16609 | Baytrust Wealth Management, Llc CRD 338822 | Tampa, FL | Insurance-Affiliated · Boutique (under $100M) | $97.7M | 214 | 299 | 5 | 05/29/2026 | ☆ |
| 16610 | American Capital Management, Inc. CRD 122452 | New Albany, IN | Wealth Manager · Boutique (under $100M) | $97.7M | 440 | 810 | 10 | 02/20/2026 | ☆ |
| 16611 | Brisbois Capital Management Llc CRD 133115 | Wilmington, MA | Insurance-Affiliated · Boutique (under $100M) | $97.7M | 139 | 416 | 5 | 03/31/2026 | ☆ |
| 16612 | Burren Capital Advisors Limited CRD 157096 | Europort | Private Fund Manager · Boutique (under $100M) | $97.7M | 2 | 2 | 5 | 03/24/2026 | ☆ |
| 16613 | Silver Anchor Financial, Llc CRD 330147 | Institutional / Pension Advisor · Boutique (under $100M) | $97.7M | 117 | 177 | 1 | 02/15/2026 | ☆ | |
| 16614 | Blue Waters Advisory Group, Llc CRD 158536 | Austin, TX | Insurance-Affiliated · Boutique (under $100M) | $97.7M | 177 | 286 | 4 | 03/30/2026 | ☆ |
| 16615 | Shearman, Ralston Inc. CRD 7320 | Greenwich, CT | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $97.7M | 20 | 42 | 4 | 02/06/2026 | ☆ |
| 16616 | Asset Solutions, Inc. CRD 113717 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $97.7M | 300 | 726 | 5 | 03/19/2026 | ☆ |
| 16617 | C F Parks Inc CRD 109843 | Salisbury, NC | Wealth Manager · Boutique (under $100M) | $97.7M | 213 | 451 | 7 | 03/25/2026 | ☆ |
| 16618 | Provision Wealth Management, Inc CRD 287500 | Raleigh, NC | Insurance-Affiliated · Boutique (under $100M) | $97.6M | 240 | 644 | 4 | 03/26/2026 | ☆ |
| 16619 | Melotte Financial Advisors, Llc CRD 286218 | Green Bay, WI | Wealth Manager · Boutique (under $100M) | $97.6M | 83 | 292 | 1 | 03/07/2026 | ☆ |
| 16620 | Snow Financial Management, Llc CRD 131068 | Wealth Manager · Boutique (under $100M) | $97.6M | 50 | 141 | 4 | 03/28/2026 | ☆ | |
| 16621 | Rcm Capital Management, L.L.C. CRD 144939 | Hammonton, NJ | Wealth Manager · Boutique (under $100M) | $97.6M | 248 | 524 | 3 | 09/22/2026 | ☆ |
| 16622 | Providence Asset Management Llc CRD 148845 | Wealth Manager · Boutique (under $100M) | $97.5M | 81 | 127 | 1 | 04/01/2026 | ☆ | |
| 16623 | Taverik Capital, Llc CRD 156594 | Greenville, SC | Private Fund Manager · Boutique (under $100M) | $97.5M | 121 | 124 | 10 | 03/31/2026 | ☆ |
| 16624 | Groom, Marshall, Hall, Jr. CRD 129076 | Wealth Manager · Boutique (under $100M) | $97.5M | 58 | 202 | 1 | 02/25/2026 | ☆ | |
| 16625 | Phoenix International Investments Llc CRD 170692 | Nashua, NH | Private Fund Manager · Boutique (under $100M) | $97.5M | 27 | 27 | 3 | 03/30/2026 | ☆ |
| 16626 | Laguna Capital Management, Inc. CRD 269869 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $97.5M | 110 | 321 | 3 | 07/07/2026 | ☆ |
| 16627 | Strategic Portfolio Advisors CRD 132825 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $97.4M | 90 | 90 | 1 | 04/28/2026 | ☆ |
| 16628 | Prosper Financial Management, Llc CRD 155100 | Wealth Manager · Boutique (under $100M) | $97.4M | 49 | 190 | 1 | 03/31/2026 | ☆ | |
| 16629 | Manispace Capital, Lp CRD 334852 | New York, NY | Private Fund Manager · Boutique (under $100M) | $97.4M | 1 | 1 | 5 | 06/24/2026 | ☆ |
| 16630 | Auxi Asset Management, Llc CRD 135421 | Danville, CA | Wealth Manager · Boutique (under $100M) | $97.3M | 58 | 57 | 2 | 03/23/2026 | ☆ |
| 16631 | Conscientia Family Office, Llc CRD 307727 | Miami, FL | Multi-Family Office · Boutique (under $100M) | $97.3M | 10 | 86 | 4 | 03/30/2026 | ☆ |
| 16632 | Prentice Financial Planning, Llc CRD 286565 | Olympia, WA | Wealth Manager · Boutique (under $100M) | $97.3M | 180 | 519 | 4 | 05/28/2026 | ☆ |
| 16633 | Aspire Strategist Portfolios Llc CRD 327902 | New York, NY | Investment Adviser · Boutique (under $100M) | $97.3M | 6 | 423 | 5 | 03/24/2026 | ☆ |
| 16634 | Front Street Wealth Management, Llc CRD 125219 | Traverse City, MI | Wealth Manager · Boutique (under $100M) | $97.2M | 68 | 68 | 2 | 03/31/2026 | ☆ |
| 16635 | Metric Financial, Llc CRD 297325 | Simsbury, CT | Wealth Manager · Boutique (under $100M) | $97.2M | 165 | 489 | 3 | 03/16/2026 | ☆ |
| 16636 | Faith Financial Advisors, Inc. CRD 167822 | Loveland, OH | Insurance-Affiliated · Boutique (under $100M) | $97.2M | 280 | 637 | 5 | 03/04/2026 | ☆ |
| 16637 | Wealth Legacy Group, Inc. CRD 145705 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $97.2M | 94 | 286 | 2 | 07/27/2026 | ☆ |
| 16638 | Barrister Wealth Management, Llc CRD 153598 | Fort Washington, PA | Wealth Manager · Boutique (under $100M) | $97.1M | 137 | 296 | 1 | 03/31/2026 | ☆ |
| 16639 | Amberlake Partners Sam CRD 322274 | Monaco | Investment Adviser · Boutique (under $100M) | $97.1M | 14 | 14 | 7 | 03/19/2026 | ☆ |
| 16640 | N CRD 169635 | Wealth Manager · Boutique (under $100M) | $97.1M | 407 | 466 | 5 | 03/21/2025 | ☆ | |
| 16641 | Berkshire Advisors, Inc. CRD 122389 | Wyomissing, PA | Insurance-Affiliated · Boutique (under $100M) | $97.1M | 250 | 238 | 2 | 03/31/2026 | ☆ |
| 16642 | Arkenstone Financial, Llc CRD 153530 | Monument, CO | Insurance-Affiliated · Boutique (under $100M) | $97.0M | 141 | 504 | 4 | 02/02/2026 | ☆ |
| 16643 | Ronald Olson, Inc. CRD 116966 | Lehi, UT | Wealth Manager · Boutique (under $100M) | $97.0M | 182 | 604 | 2 | 04/14/2026 | ☆ |
| 16644 | Stratacore Capital Management, Llc CRD 171163 | New York, NY | Wealth Manager · Boutique (under $100M) | $97.0M | 111 | 166 | 2 | 03/04/2026 | ☆ |
| 16645 | Wilkinson Capital Management, Llc CRD 284315 | St. Paul, MN | Wealth Manager · Boutique (under $100M) | $97.0M | 98 | 338 | 1 | 10/01/2026 | ☆ |
| 16646 | Jpl Asset Management And Planning, Llc CRD 145213 | Newark, DE | Insurance-Affiliated · Boutique (under $100M) | $97.0M | 370 | 360 | 3 | 03/17/2026 | ☆ |
| 16647 | L.F. Howard Associates Inc CRD 109096 | Boston, MA | Wealth Manager · Boutique (under $100M) | $96.9M | 29 | 30 | 1 | 03/23/2026 | ☆ |
| 16648 | Shepherd Wealth & Retirement Llc CRD 305645 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $96.9M | 129 | 323 | 4 | 05/01/2026 | ☆ |
| 16649 | Tweddell Goldberg, Llc CRD 141634 | Wealth Manager · Boutique (under $100M) | $96.9M | 114 | 114 | 2 | 07/28/2026 | ☆ | |
| 16650 | Box Financial Advisors, Llc CRD 155623 | Grapevine, TX | Wealth Manager · Boutique (under $100M) | $96.9M | 235 | 932 | 4 | 09/04/2026 | ☆ |