Investment advisers
45,185 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16401 | N CRD 282537 | Wealth Manager · Small ($100M–$1B) | $102M | 178 | 182 | 18 | 11/10/2025 | ☆ | |
| 16402 | Legacy Advisory Limited Company CRD 300802 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $102M | 151 | 447 | 3 | 04/16/2026 | ☆ |
| 16403 | Main Avenue Financial Services, Llc CRD 151580 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $102M | 77 | 241 | 2 | 03/31/2026 | ☆ |
| 16404 | Onewelth Inc CRD 325277 | New York, NY | Investment Adviser · Small ($100M–$1B) | $102M | 7 | 7 | 2 | 09/11/2026 | ☆ |
| 16405 | Shankland Financial Advisors, Llc CRD 139562 | Wealth Manager · Small ($100M–$1B) | $102M | 486 | 487 | 2 | 08/20/2026 | ☆ | |
| 16406 | Faire Capital Group, Llc CRD 322829 | Gig Harbor, WA | Wealth Manager · Small ($100M–$1B) | $102M | 37 | 160 | 1 | 02/27/2026 | ☆ |
| 16407 | Clear Wealth Management, Llc CRD 289532 | Wealth Manager · Small ($100M–$1B) | $102M | 132 | 348 | 2 | 03/12/2026 | ☆ | |
| 16408 | Endurance Financial Planning, Llc CRD 305583 | Mcallen, TX | Wealth Manager · Small ($100M–$1B) | $102M | 596 | 1,364 | 4 | 07/20/2026 | ☆ |
| 16409 | Cornwall Capital Management Lp CRD 161451 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $102M | 2 | 2 | 6 | 03/26/2026 | ☆ |
| 16410 | N CRD 149115 | Wealth Manager · Small ($100M–$1B) | $102M | 34 | 78 | 2 | 03/21/2025 | ☆ | |
| 16411 | Maclachlan Wealth Management, Llc CRD 298927 | Bellevue, WA | Insurance-Affiliated · Small ($100M–$1B) | $102M | 105 | 246 | 1 | 03/02/2026 | ☆ |
| 16412 | Strategic Wealth Partners Llc CRD 336564 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $102M | 212 | 672 | 4 | 07/16/2026 | ☆ |
| 16413 | Shanklin Capital Management Inc CRD 108628 | Jackson, TN | Insurance-Affiliated · Small ($100M–$1B) | $102M | 195 | 370 | 4 | 03/30/2026 | ☆ |
| 16414 | Hanover Square Wealth Advisors Llc CRD 336534 | Wealth Manager · Small ($100M–$1B) | $102M | 98 | 269 | 2 | 07/31/2026 | ☆ | |
| 16415 | Thalassa Capital Llc CRD 139707 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $102M | 70 | 220 | 2 | 04/02/2026 | ☆ |
| 16416 | Blantyre Capital Us Llc CRD 336308 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $102M | 3 | 3 | 8 | 05/14/2026 | ☆ |
| 16417 | Duke And Duke Wealth Management Llc CRD 290184 | Doylestown, PA | Wealth Manager · Small ($100M–$1B) | $102M | 244 | 524 | 3 | 09/02/2026 | ☆ |
| 16418 | Sequentis Capital Llc CRD 298533 | Boston, MA | Insurance-Affiliated · Small ($100M–$1B) | $102M | 90 | 226 | 4 | 05/15/2026 | ☆ |
| 16419 | Huber Wealth Management, Llc CRD 330124 | Spring, TX | Wealth Manager · Small ($100M–$1B) | $102M | 155 | 530 | 7 | 08/10/2026 | ☆ |
| 16420 | Tia Wealth Management Llc CRD 327402 | Newburyport, MA | Wealth Manager · Small ($100M–$1B) | $102M | 346 | 343 | 3 | 05/07/2026 | ☆ |
| 16421 | Fencl Advisory Services, Llc CRD 115904 | Cedar Falls, IA | Insurance-Affiliated · Small ($100M–$1B) | $102M | 180 | 354 | 3 | 08/28/2026 | ☆ |
| 16422 | Koinonia Wealth, Llc CRD 312136 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $101M | 321 | 525 | 4 | 05/07/2026 | ☆ |
| 16423 | Maxout Savings Advisors Llc CRD 137307 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $101M | 180 | 278 | 2 | 01/19/2026 | ☆ |
| 16424 | N CRD 174079 | Private Fund Manager · Small ($100M–$1B) | $101M | 6 | 6 | 11 | 03/31/2025 | ☆ | |
| 16425 | Sky Vision Wealth Management Corp. CRD 317320 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $101M | 86 | 91 | 2 | 09/16/2026 | ☆ |
| 16426 | Jackson & Associates, Inc. CRD 315102 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $101M | 81 | 81 | 3 | 04/23/2026 | ☆ |
| 16427 | Integrative Planning, Inc. CRD 336307 | Cornelius, NC | Insurance-Affiliated · Small ($100M–$1B) | $101M | 224 | 429 | 6 | 08/07/2026 | ☆ |
| 16428 | Silverman + Associates Wealth Management, Llc CRD 157856 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $101M | 94 | 305 | 1 | 01/16/2026 | ☆ |
| 16429 | Mendoza Private Wealth Inc. CRD 329126 | North Miami, FL | Wealth Manager · Small ($100M–$1B) | $101M | 53 | 171 | 1 | 09/22/2026 | ☆ |
| 16430 | Falcon Investment Strategies Llc CRD 160615 | Salisbury, NC | Insurance-Affiliated · Small ($100M–$1B) | $101M | 342 | 632 | 4 | 02/22/2026 | ☆ |
| 16431 | Jeff Von Colln Pc CRD 284481 | Ogden, UT | Wealth Manager · Small ($100M–$1B) | $101M | 134 | 281 | 3 | 03/19/2026 | ☆ |
| 16432 | Bespoke Investment Group, Llc CRD 144080 | Harrison, NY | Wealth Manager · Small ($100M–$1B) | $101M | 59 | 119 | 6 | 03/05/2026 | ☆ |
| 16433 | Greystone Capital Partners Group Llc CRD 312326 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $101M | 181 | 181 | 4 | 03/30/2026 | ☆ |
| 16434 | Axxets Wealth Management Usa Llc CRD 340858 | Aventura, FL | Multi-Family Office · Small ($100M–$1B) | $101M | 5 | 12 | 5 | 07/20/2026 | ☆ |
| 16435 | Wells Global Investment Advisers Llc CRD 150139 | Winter Haven, FL | Wealth Manager · Small ($100M–$1B) | $101M | 133 | 133 | 3 | 02/24/2026 | ☆ |
| 16436 | Integrated Benefits, Incorporated CRD 112518 | Wealth Manager · Small ($100M–$1B) | $101M | 155 | 155 | 2 | 10/01/2026 | ☆ | |
| 16437 | Clearview Financial, Inc. CRD 131944 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $101M | 44 | 44 | 2 | 01/27/2026 | ☆ |
| 16438 | Palomar Advisors Inc. CRD 285358 | Institutional / Pension Advisor · Small ($100M–$1B) | $101M | 76 | 13 | 2 | 04/01/2026 | ☆ | |
| 16439 | Perkins Wealth Advantage Llc CRD 318671 | Wealth Manager · Small ($100M–$1B) | $101M | 56 | 309 | 2 | 01/16/2026 | ☆ | |
| 16440 | Wealthmark Advisory Group, Llc CRD 166494 | Insurance-Affiliated · Small ($100M–$1B) | $101M | 86 | 195 | 1 | 03/02/2026 | ☆ | |
| 16441 | Corwin Company Llc CRD 285657 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $101M | 95 | 35 | 1 | 02/04/2026 | ☆ |
| 16442 | Wrwco, Llc CRD 113665 | Wealth Manager · Small ($100M–$1B) | $101M | 55 | 154 | 4 | 03/13/2026 | ☆ | |
| 16443 | Ruocco, John Ralph CRD 119878 | Wealth Manager · Small ($100M–$1B) | $101M | 107 | 107 | 0 | 03/31/2026 | ☆ | |
| 16444 | Swiss Finance Private Wealth Management Llc CRD 342936 | Southbury, CT | Investment Adviser · Small ($100M–$1B) | $101M | 3 | 7 | 07/20/2026 | ☆ | |
| 16445 | Zeches Wealth Management Group, Llc CRD 170279 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $101M | 96 | 186 | 4 | 03/19/2026 | ☆ |
| 16446 | Rock Creek Wealth Management, Llc CRD 336666 | Hillsboro, OR | Wealth Manager · Small ($100M–$1B) | $101M | 241 | 477 | 3 | 03/18/2026 | ☆ |
| 16447 | Cmh Wealth Management, Llc CRD 325543 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $101M | 68 | 139 | 3 | 02/18/2026 | ☆ |
| 16448 | Cantata Wealth Management, Llc CRD 332526 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $101M | 30 | 115 | 4 | 08/11/2026 | ☆ |
| 16449 | Rga Investment Advisors, Llc CRD 149171 | Great Neck, NY | Wealth Manager · Small ($100M–$1B) | $101M | 100 | 283 | 4 | 07/21/2026 | ☆ |
| 16450 | Capital Investment Services, Llc CRD 121567 | Lynnwood, WA | Wealth Manager · Small ($100M–$1B) | $101M | 45 | 45 | 2 | 06/17/2026 | ☆ |