Investment advisers
45,184 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15951 | Gilbert Financial, Llc CRD 130337 | Honeoye Falls, NY | Wealth Manager · Small ($100M–$1B) | $110M | 152 | 152 | 1 | 07/01/2026 | ☆ |
| 15952 | Quabbin Advisors, Llc CRD 160019 | Amherst, MA | Wealth Manager · Small ($100M–$1B) | $110M | 47 | 211 | 1 | 06/04/2026 | ☆ |
| 15953 | Retirepath Wealth, Llc CRD 324109 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $110M | 516 | 760 | 6 | 08/31/2026 | ☆ |
| 15954 | N CRD 125758 | Wealth Manager · Small ($100M–$1B) | $110M | 31 | 149 | 2 | 02/13/2025 | ☆ | |
| 15955 | Jake Carris Financial Planning, Llc CRD 290061 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $110M | 115 | 117 | 1 | 07/24/2026 | ☆ |
| 15956 | Freeman & Freeman Private Wealth Management Llc CRD 327815 | Investment Adviser · Small ($100M–$1B) | $110M | 115 | 181 | 2 | 06/23/2026 | ☆ | |
| 15957 | Oxford Wealth Management Llc CRD 332725 | Lindon, UT | Wealth Manager · Small ($100M–$1B) | $110M | 66 | 66 | 11 | 06/29/2026 | ☆ |
| 15958 | Veraz Advisors, Llc CRD 304619 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $110M | 150 | 428 | 8 | 06/02/2026 | ☆ |
| 15959 | Spurr Financial Planning, Inc. CRD 125563 | Wealth Manager · Small ($100M–$1B) | $110M | 77 | 254 | 1 | 03/19/2026 | ☆ | |
| 15960 | Drm Wealth Management Llc CRD 288489 | Insurance-Affiliated · Small ($100M–$1B) | $110M | 114 | 357 | 2 | 01/20/2026 | ☆ | |
| 15961 | Private Asset Management Inc CRD 108815 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $109M | 60 | 177 | 4 | 04/30/2026 | ☆ |
| 15962 | International Management Advisors Ltd. CRD 140361 | Multi-Family Office · Small ($100M–$1B) | $109M | 9 | 35 | 1 | 03/26/2026 | ☆ | |
| 15963 | Duval Investment Group, Llc CRD 166887 | Minnetonka, MN | Wealth Manager · Small ($100M–$1B) | $109M | 27 | 201 | 1 | 01/08/2026 | ☆ |
| 15964 | Capstone Wealth Management Corp. CRD 165359 | Lakeland, FL | Wealth Manager · Small ($100M–$1B) | $109M | 288 | 364 | 5 | 07/02/2026 | ☆ |
| 15965 | Simcoe Capital, Llc CRD 121505 | Spokane, WA | Investment Adviser · Small ($100M–$1B) | $109M | 13 | 16 | 4 | 07/31/2026 | ☆ |
| 15966 | Sizemore Capital Management, Llc CRD 146961 | San Isidro | Investment Adviser · Small ($100M–$1B) | $109M | 81 | 707 | 3 | 01/20/2026 | ☆ |
| 15967 | Wealthshape Llc CRD 226733 | Windsor, CT | Wealth Manager · Small ($100M–$1B) | $109M | 136 | 379 | 1 | 03/27/2026 | ☆ |
| 15968 | Peak Financial Management, Inc. CRD 281223 | Broomfield, CO | Wealth Manager · Small ($100M–$1B) | $109M | 156 | 156 | 4 | 02/13/2026 | ☆ |
| 15969 | Alpha Financial Management, Inc. CRD 125800 | Savannah, GA | Wealth Manager · Small ($100M–$1B) | $109M | 115 | 543 | 4 | 10/02/2026 | ☆ |
| 15970 | Afton Advisors, Llc CRD 300884 | Wealth Manager · Small ($100M–$1B) | $109M | 177 | 336 | 2 | 01/27/2026 | ☆ | |
| 15971 | Ingram Advisory Services, Llc CRD 123508 | Winter Haven, FL | Wealth Manager · Small ($100M–$1B) | $109M | 380 | 525 | 2 | 07/16/2026 | ☆ |
| 15972 | Garden State Retirement Specialists, Llc CRD 128414 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $109M | 152 | 250 | 3 | 09/15/2026 | ☆ |
| 15973 | N CRD 130766 | Wealth Manager · Small ($100M–$1B) | $109M | 69 | 225 | 1 | 08/25/2025 | ☆ | |
| 15974 | Burks Wealth Management, Inc. CRD 120514 | Meridian, ID | Insurance-Affiliated · Small ($100M–$1B) | $109M | 360 | 490 | 3 | 03/31/2026 | ☆ |
| 15975 | Angell Capital Management, Llc CRD 117110 | Centralia, MO | Wealth Manager · Small ($100M–$1B) | $109M | 176 | 429 | 2 | 03/24/2026 | ☆ |
| 15976 | Bonnema Wealth Management Llc CRD 173526 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $109M | 56 | 252 | 1 | 02/09/2026 | ☆ |
| 15977 | Guelich Capital Management, Llc CRD 140505 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $109M | 115 | 385 | 2 | 02/20/2026 | ☆ |
| 15978 | Eastown Financial Advisors, Llc CRD 305675 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $109M | 260 | 626 | 5 | 03/03/2026 | ☆ |
| 15979 | Ramsdell Capital Management, Llc CRD 134297 | San Francisco, CA | Insurance-Affiliated · Small ($100M–$1B) | $109M | 92 | 92 | 1 | 04/01/2026 | ☆ |
| 15980 | Lynch Financial Group Llc CRD 105821 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $109M | 47 | 233 | 2 | 03/25/2026 | ☆ |
| 15981 | Aspire Advisors, Llc CRD 150652 | North White Plains, NY | Wealth Manager · Small ($100M–$1B) | $109M | 117 | 192 | 8 | 03/27/2026 | ☆ |
| 15982 | N CRD 151437 | Wealth Manager · Small ($100M–$1B) | $109M | 66 | 235 | 2 | 03/04/2025 | ☆ | |
| 15983 | Nk Capital Llc CRD 318615 | Wealth Manager · Small ($100M–$1B) | $109M | 4 | 9 | 2 | 03/31/2026 | ☆ | |
| 15984 | Arch Partners Wealth Management, Inc. CRD 123735 | Watkinsville, GA | Insurance-Affiliated · Small ($100M–$1B) | $109M | 251 | 568 | 3 | 01/13/2026 | ☆ |
| 15985 | Goal Quest Advisors, Llc CRD 159361 | Berwyn, PA | Wealth Manager · Small ($100M–$1B) | $109M | 45 | 338 | 2 | 06/29/2026 | ☆ |
| 15986 | Rlj Equity Partners, Llc CRD 162006 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $109M | 2 | 2 | 3 | 04/30/2026 | ☆ |
| 15987 | Fabco Investment Advisors, Llc CRD 153020 | Newton Upper Falls, MA | Wealth Manager · Small ($100M–$1B) | $109M | 184 | 351 | 1 | 03/29/2026 | ☆ |
| 15988 | Lyons Wealth Management, Llc CRD 150581 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $109M | 112 | 112 | 4 | 04/01/2026 | ☆ |
| 15989 | Karel Capital Inc CRD 105607 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $109M | 41 | 126 | 3 | 03/27/2026 | ☆ |
| 15990 | Partners Capital Services, Inc. CRD 127621 | Hauppauge, NY | Wealth Manager · Small ($100M–$1B) | $109M | 238 | 238 | 18 | 02/27/2026 | ☆ |
| 15991 | Skypoint Capital Advisors, Llc CRD 314979 | Atlanta, GA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $109M | 1 | 1 | 1 | 04/27/2026 | ☆ |
| 15992 | Complete Investment Advisory, Llc CRD 166876 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $109M | 189 | 436 | 5 | 03/23/2026 | ☆ |
| 15993 | 4 C Personal Wealth Management Consultants, Llc CRD 150201 | Creve Coeur, MO | Wealth Manager · Small ($100M–$1B) | $109M | 53 | 365 | 3 | 09/18/2026 | ☆ |
| 15994 | Finish Well Ria Llc CRD 321957 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $109M | 310 | 785 | 2 | 06/25/2026 | ☆ |
| 15995 | Sound Asset Management, Inc. CRD 124104 | Wealth Manager · Small ($100M–$1B) | $109M | 41 | 187 | 1 | 03/31/2026 | ☆ | |
| 15996 | Viewpoint Financial Partners, Llc CRD 282424 | Del Mar, CA | Wealth Manager · Small ($100M–$1B) | $109M | 78 | 238 | 2 | 04/29/2026 | ☆ |
| 15997 | Trinity Asset Management Corporation CRD 128702 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $109M | 131 | 119 | 2 | 03/11/2026 | ☆ |
| 15998 | A Better Way Financial, Llc CRD 304914 | Allentown, PA | Insurance-Affiliated · Small ($100M–$1B) | $109M | 354 | 980 | 10 | 09/21/2026 | ☆ |
| 15999 | Lenox Capital Management, Inc. CRD 124971 | New Lenox, IL | Wealth Manager · Small ($100M–$1B) | $109M | 442 | 442 | 1 | 03/11/2026 | ☆ |
| 16000 | Beach Cities Wealth Management, Llc CRD 158373 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $109M | 54 | 142 | 2 | 03/25/2026 | ☆ |