Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6501 | Perennial Advisors, Llc CRD 168859 | New York, NY | Wealth Manager · Small ($100M–$1B) | $762M | 123 | 493 | 5 | 03/02/2026 | ☆ |
| 6502 | Summit Wealth Group Llc CRD 282205 | Exeter, NH | Insurance-Affiliated · Small ($100M–$1B) | $762M | 456 | 1,445 | 10 | 03/11/2026 | ☆ |
| 6503 | Fsa Investment Group, Llc CRD 163641 | Pensacola, FL | Insurance-Affiliated · Small ($100M–$1B) | $762M | 61 | 124 | 12 | 05/27/2026 | ☆ |
| 6504 | Ocean Endowment Partners, Llc CRD 154518 | Private Fund Manager · Small ($100M–$1B) | $761M | 7 | 7 | 2 | 03/25/2026 | ☆ | |
| 6505 | Stempoint Capital Lp CRD 324248 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $761M | 7 | 8 | 7 | 03/30/2026 | ☆ |
| 6506 | Sterling Financial Planning Inc CRD 108664 | Sparta, NJ | Wealth Manager · Small ($100M–$1B) | $761M | 578 | 1,639 | 8 | 03/27/2026 | ☆ |
| 6507 | American Wealth Management CRD 122205 | Reno, NV | Insurance-Affiliated · Small ($100M–$1B) | $761M | 897 | 897 | 9 | 06/24/2026 | ☆ |
| 6508 | Sfg Wealth Management, Llc CRD 285785 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $760M | 1,184 | 1,982 | 19 | 04/14/2026 | ☆ |
| 6509 | Cyprium Investment Partners Llc CRD 160746 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $760M | 5 | 5 | 19 | 07/06/2026 | ☆ |
| 6510 | Independent Family Office, Llc CRD 144811 | Albany, NY | Multi-Family Office · Small ($100M–$1B) | $760M | 43 | 198 | 19 | 04/21/2026 | ☆ |
| 6511 | Slwa, Llc CRD 309506 | San Luis Obispo, CA | Insurance-Affiliated · Small ($100M–$1B) | $760M | 463 | 1,287 | 6 | 03/13/2026 | ☆ |
| 6512 | Sciencast Management Lp CRD 271030 | Princeton, NJ | Private Fund Manager · Small ($100M–$1B) | $760M | 1 | 1 | 4 | 04/02/2026 | ☆ |
| 6513 | Hughes Financial Services, Llc CRD 173195 | Herndon, VA | Wealth Manager · Small ($100M–$1B) | $760M | 840 | 2,327 | 12 | 07/09/2026 | ☆ |
| 6514 | Invex Advisors Llc CRD 164519 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $759M | 80 | 84 | 8 | 03/18/2026 | ☆ |
| 6515 | Strong Tower Advisory Services Llc CRD 315106 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $759M | 314 | 314 | 9 | 02/17/2026 | ☆ |
| 6516 | Us Agriculture, Llc CRD 282576 | Carmel, IN | Investment Adviser · Small ($100M–$1B) | $759M | 4 | 4 | 14 | 03/12/2026 | ☆ |
| 6517 | Provident Wealth Management, Llc CRD 130417 | Brentwood, TN | Wealth Manager · Small ($100M–$1B) | $759M | 328 | 1,209 | 9 | 03/18/2026 | ☆ |
| 6518 | Harvest Investment Services, Llc CRD 159390 | Oakbrook Terrace, IL | Wealth Manager · Small ($100M–$1B) | $758M | 1,508 | 3,427 | 38 | 05/26/2026 | ☆ |
| 6519 | Progressive Investment Management Corporation CRD 107777 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $758M | 176 | 473 | 8 | 03/20/2026 | ☆ |
| 6520 | Klaas Financial Asset Advisors, Llc. CRD 121399 | Loves Park, IL | Wealth Manager · Small ($100M–$1B) | $758M | 1,015 | 2,687 | 15 | 05/06/2026 | ☆ |
| 6521 | N CRD 105270 | Wealth Manager · Small ($100M–$1B) | $758M | 205 | 860 | 10 | 03/24/2025 | ☆ | |
| 6522 | Shrewsbury River Capital Lp CRD 289785 | Red Bank, NJ | Private Fund Manager · Small ($100M–$1B) | $758M | 4 | 4 | 7 | 03/25/2026 | ☆ |
| 6523 | Riva Ridge Capital Management Lp CRD 137716 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $758M | 11 | 11 | 8 | 03/29/2026 | ☆ |
| 6524 | Summit Street Capital Management, Llc CRD 160129 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $757M | 3 | 3 | 5 | 03/19/2026 | ☆ |
| 6525 | Paratus Financial, Inc. CRD 133361 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $757M | 88 | 703 | 8 | 03/24/2026 | ☆ |
| 6526 | Prostar Capital (Us) Llc CRD 166523 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $757M | 3 | 3 | 9 | 03/30/2026 | ☆ |
| 6527 | Mill Hill Capital Llc CRD 269882 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $757M | 7 | 7 | 6 | 03/26/2026 | ☆ |
| 6528 | Hi Line Capital Management, Llc CRD 149522 | Watertown, SD | Endowment & Foundation Advisor · Small ($100M–$1B) | $757M | 128 | 225 | 5 | 04/21/2026 | ☆ |
| 6529 | G2 Capital Management, Llc CRD 286521 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $757M | 107 | 574 | 6 | 03/27/2026 | ☆ |
| 6530 | Moller Wealth Partners, Inc. CRD 110493 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $756M | 296 | 1,353 | 7 | 02/13/2026 | ☆ |
| 6531 | Blue Fin Capital, Inc. CRD 108451 | Warren, RI | Wealth Manager · Small ($100M–$1B) | $756M | 683 | 689 | 4 | 03/11/2026 | ☆ |
| 6532 | Sageguard Financial Group, Llc CRD 160266 | Goodlettsville, TN | Wealth Manager · Small ($100M–$1B) | $756M | 2,469 | 3,676 | 14 | 07/09/2026 | ☆ |
| 6533 | Lighthouse Financial Llc CRD 137277 | Saint Petersburg, FL | Wealth Manager · Small ($100M–$1B) | $756M | 134 | 337 | 1 | 06/02/2026 | ☆ |
| 6534 | Total Clarity Wealth Management, Inc CRD 142728 | St. Charles, IL | Wealth Manager · Small ($100M–$1B) | $755M | 1,038 | 2,569 | 26 | 07/20/2026 | ☆ |
| 6535 | Alight Capital Management Lp CRD 174705 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $754M | 4 | 4 | 6 | 03/31/2026 | ☆ |
| 6536 | Alternative Investment Resource, Llc CRD 288165 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $754M | 14 | 14 | 18 | 07/30/2026 | ☆ |
| 6537 | Mill Road Capital Management Llc CRD 157095 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $754M | 5 | 5 | 12 | 03/31/2026 | ☆ |
| 6538 | Dx Advisors Llc CRD 341725 | Las Vegas, NV | Mutual Fund / Asset Manager · Small ($100M–$1B) | $753M | 1 | 1 | 4 | 07/15/2026 | ☆ |
| 6539 | Sweeney & Michel, Llc CRD 282595 | Chico, CA | Wealth Manager · Small ($100M–$1B) | $753M | 688 | 1,571 | 3 | 03/05/2026 | ☆ |
| 6540 | Navpoint Financial, Inc. CRD 109432 | Prior Lake, MN | Wealth Manager · Small ($100M–$1B) | $752M | 229 | 945 | 7 | 03/25/2026 | ☆ |
| 6541 | Banyan Alpha Investment L.P. CRD 311857 | South San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $752M | 6 | 6 | 5 | 03/19/2026 | ☆ |
| 6542 | Ballast, Inc. CRD 152695 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $752M | 476 | 1,888 | 12 | 07/14/2026 | ☆ |
| 6543 | Nymbus Capital Inc. CRD 298214 | Montreal, Quebec | Investment Adviser · Small ($100M–$1B) | $751M | 93 | 96 | 12 | 01/05/2026 | ☆ |
| 6544 | Ark & Tlk Investments, Llc CRD 205512 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $751M | 283 | 1,139 | 10 | 06/23/2026 | ☆ |
| 6545 | Gator Capital Management, Llc CRD 147067 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $751M | 26 | 49 | 7 | 04/22/2026 | ☆ |
| 6546 | Ewa, Llc CRD 308977 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $751M | 397 | 2,602 | 14 | 08/06/2026 | ☆ |
| 6547 | Tilson Financial Group Inc CRD 110890 | New Providence, NJ | Wealth Manager · Small ($100M–$1B) | $751M | 439 | 1,755 | 9 | 02/24/2026 | ☆ |
| 6548 | Stevens, Foster Financial Services, Inc. CRD 115752 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $750M | 332 | 1,003 | 20 | 03/30/2026 | ☆ |
| 6549 | Hopwood Financial Services, Inc. CRD 127927 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $750M | 288 | 1,068 | 11 | 03/27/2026 | ☆ |
| 6550 | Torray Investment Partners Llc CRD 105818 | Bethesda, MD | Investment Adviser · Small ($100M–$1B) | $750M | 549 | 551 | 10 | 07/14/2026 | ☆ |