AUMdb

Allegheny Investments

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 7597 · SEC file 801-57662 · Pittsburgh, PA · www.instagram.com
☆ Save with Pro ADV data as of May 15, 2026
Regulatory AUM
$742M
Discretionary
$739M
Clients
1,427
Avg AUM / client
$520K
Accounts
3,261
Employees
21

AUM over time

$208M $3.0B
Dec 2011 May 2026

Annual snapshots from Form ADV filings · as of May 15, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1,185 $276M 37.2%
High net worth individuals 175 $367M 49.5%
Pension and profit sharing plans 12 $21.3M 2.87%
Charitable organizations 55 $71.4M 9.62%
Corporations and other businesses Fewer than 5 clients $6.0M 0.81%

People (25)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Rom Steven Hurst Srop/Crop CFP Mar 2004 (22y) 5% – 10%
Brandon James Haynes Director/ Coo/ Finop CFP Feb 2007 (20y) 25% – 50%
Jonathan A Kuhn Director/ President/ Ceo CFP Feb 2007 (20y) 25% – 50%
Schrauder, Jennifer, Susan Director Feb 2007 (20y) 5% – 10%
Michael Anthony Montileone Director Nov 2007 (19y) 5% – 10%
Ralph Samuel Boyd Director CFP Nov 2007 (19y) 5% – 10%
Darin Bryce Hawn Director CFP Jun 2011 (15y) 5% – 10%
Kutlenios, Stephen Francis Director Jul 2013 (13y) 5% – 10%
Hawbaker, Stephen, Turner Cco Jan 2015 (12y) Less than 5%
Mark Angelo Manetti Director CFP Jul 2015 (11y) Less than 5%
David Michael Jeter Director CFP Jul 2017 (9y) 5% – 10%
James Franklin Alexander Registered representative CFP Personal Financial Specialist Oct 2001 (25y)
Rhylie Ann Rearick Ochs Registered representative CFP Mar 2007 (19y)
Britt Richard Campbell Registered representative CFP Mar 2007 (19y)
David George Faith Registered representative CFP Mar 2007 (19y)
Joseph Frederick Hoover Registered representative Jan 2008 (19y)
Donald Andrew Imler Registered representative Jan 2008 (19y)
David Hugh Rearick Registered representative Apr 2008 (18y)
Virginia Louise O'donnell Registered representative Apr 2008 (18y)
Jason Michael Bolen Registered representative CFP Jan 2017 (10y)
Bryan David Hoover Registered representative CFP Mar 2017 (9y)
Jason D Bendik Registered representative Nov 2018 (8y)
Douglas Otto Rudnik Registered representative Jul 2020 (6y)
Robert Alan Spicher Registered representative Jan 2021 (6y)
Sean Joseph Hoover Registered representative Nov 2024 (2y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/15/2026 1.65 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Civil judicial as of Oct 04, 2024

Allegations: UNSUITABLE SALE OF VARIABLE ANNUITY. Status: Final Summary: THIS ITEM WAS SUBMITTED IN ERROR AND IS NOT REPORTABLE ON FORM BD AS IT WAS NOT INITIATED BY ANY REGULATOR- IT WAS A CIVIL MATTER ONLY. DRP FILED IN ERROR.

Civil judicial as of Oct 04, 2024

Allegations: REGISTERED REPRESENTATIVE SELLING AWAY Status: Final Summary: REGISTERED REPRESENTATIVE SELLING AWAY

Regulatory · Item 11.D(2) as of Oct 04, 2024

Allegations: THE PENNSYLVANIA SECURITIES COMMISSION ALLEGED THAT ALLEGHENY VIOLATED CERTAIN PROVISIONS OF THE PENNSYLVANIA SECURTIES ACT OF 1972, 70 P.S. 1-101ET SEG. IN CONNECTION WITH ENGAGING IN THE BUSINESS OF ADVISING OTHERS, FOR COMPENSATION, ON THE PURCHASE AND SALE OF SECURITIES IN PENNSYLVANIA. Status: Final Sanction Detail: ALLEGHENY VOLUNTARILY AGREED TO OPERATIONAL UNDERTAKINGS. Summary: FIRM EXCUTED AN OFFER OF SETTLEMENT DATED 12/27/2005.

Regulatory · Item 11.D(2) as of Oct 04, 2024

Allegations: MARYLAND ALLEGES THAT ALLEGHENY FAILED TO ADEQUATELY SUPERVISE ITS REGISTERED REPRESENTATIVES. WITHOUT ADMITTING OR DENYING THE ALLEGATIONS CONTAINED THEREIN; ALLEGHENY SETTLED THE ALLEGATIONS MADE BY MD BY AGREEING TO REPAY $200,000.00 TO AN INVESTOR WHO PURCHASED AN UNREGISTERED SECURITY FROM AN ALLEGHENY REGISTERED REPRESENTATIVE WHO WAS "SELLING AWAY". Status: Final Sanction Detail: $200,000.00 DISGORGEMENT/RESTITUTION Summary: ALLEGHENY SETTLED THE ALLEGATIONS MADE BY MD BY AGREEING TO REPAY $200,000.00 TO AN INVESTOR WHO PURCHASED AN UNREGISTERED SECURITY FROM AN ALLEGHENY REGISTERED REPRESENTATIVE WHO WAS "SELLING AWAY".

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 15, 2026.

View current Form ADV (SEC/IAPD) ↗