United Brokerage Services, Inc
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 39062
· SEC file 801-80804
· Parkersburg, WV
· WWW.UNITED-BROKERAGE.COM
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ADV data as of Apr 10, 2026
- Regulatory AUM
- $372M
- Discretionary
- $0
- Clients
- 1,390
- Avg AUM / client
- $268K
- Accounts
- 1,390
- Employees
- 95
AUM over time
$108M
$389M
Dec 2014
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,319 | $286M | 76.9% |
| High net worth individuals | 49 | $61.5M | 16.5% |
| Pension and profit sharing plans | Fewer than 5 clients | — | — |
| Corporations and other businesses | 22 | $24.4M | 6.56% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| March Westin Company, Inc. Employee Stock Ownership Plan March Westin Company, Inc. | 2024 |
People (62)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adams, Richard Matthew Jr | Chairman Of The Board/Director | Oct 1998 (28y) | Less than 5% | |
| Ami Lee Shaver | Director | Feb 1999 (27y) | Less than 5% | |
| Micheal Len Earl | Chief Compliance Officer | Jan 2014 (13y) | Less than 5% | |
| Board, Angie Marie | Finop | Mar 2016 (10y) | Less than 5% | |
| Matthew Lee Humphrey | Chief Executive Officer/Director | Aug 2016 (10y) | Less than 5% | |
| Thomas James Mudlaff | Chief Operations Officer | Dec 2017 (9y) | Less than 5% | |
| Mock, Donald Frederick | Director | Jan 2020 (7y) | Less than 5% | |
| Reynolds, Frank Kevin | Director | Jan 2020 (7y) | Less than 5% | |
| Mark Allen Stull | Sales Manager | Feb 2020 (7y) | Less than 5% | |
| Robert Jerry Brewster | Registered representative | Jun 2005 (21y) | ||
| Adam Kyle Stewart | Registered representative | Aug 2006 (20y) | ||
| Andrew John Mccully | Registered representative | Jan 2007 (20y) | ||
| Nathaniel A Butler | Registered representative | Mar 2008 (18y) | ||
| Peter Trageser Warren | Registered representative | Jan 2013 (14y) | ||
| Todd Edward Loyal | Registered representative | Apr 2013 (13y) | ||
| Michael Fillers Bolen | Registered representative | Feb 2014 (12y) | ||
| Rossitsa V Getskova | Registered representative | Mar 2015 (11y) | ||
| Gregory Allen Dennis | Registered representative | Oct 2015 (11y) | ||
| Amanda D. V. Giangola | Registered representative | Jan 2016 (11y) | ||
| Brian Patrick Dean | Registered representative | Jan 2016 (11y) | ||
| Eric Scott Pritt | Registered representative | Jan 2016 (11y) | ||
| Tristan William Hawkins | Registered representative | Mar 2016 (10y) | ||
| Corey Adam Browning | Registered representative | Oct 2016 (10y) | ||
| Stephen Craig Nelson | Registered representative | May 2017 (9y) | ||
| Omid Heidar Sanie | Registered representative | Mar 2018 (8y) | ||
| Christopher Neil Williams | Registered representative | Mar 2018 (8y) | ||
| Manuel Martin Moral | Registered representative | CFP | Apr 2018 (8y) | |
| John Brewster Stevens | Registered representative | Mar 2019 (7y) | ||
| Joseph Vincent Carter | Registered representative | Sep 2019 (7y) | ||
| Robin Biddy Radovich | Registered representative | Jul 2020 (6y) | ||
| Benjamin Bradstreet Frazier | Registered representative | Aug 2020 (6y) | ||
| Shane Andrew Marrone | Registered representative | Aug 2020 (6y) | ||
| Lindsay Diehl Green | Registered representative | Nov 2020 (6y) | ||
| Samuel Dyk Hershberger | Registered representative | Jan 2021 (6y) | ||
| Nicholas Di Giorgio | Registered representative | Mar 2021 (5y) | ||
| Lori Milner Pointer | Registered representative | Apr 2021 (5y) | ||
| Nicholas Masih | Registered representative | Jul 2021 (5y) | ||
| Joshua Lee Mc Bride | Registered representative | Oct 2021 (5y) | ||
| Jody David Bruce | Registered representative | Mar 2022 (4y) | ||
| Brian William Karg | Registered representative | Apr 2022 (4y) | ||
| Eric Spencer Humphrey | Registered representative | Jul 2022 (4y) | ||
| Joseph William Kantakevich | Registered representative | CFP | Sep 2022 (4y) | |
| John Richard Currier | Registered representative | Apr 2023 (3y) | ||
| David Anthony Dutton | Registered representative | Apr 2023 (3y) | ||
| Todd William Jorgenson | Registered representative | Jun 2023 (3y) | ||
| Patricia Caprarese | Registered representative | Feb 2024 (3y) | ||
| Laura Johnson Dearth | Registered representative | Feb 2024 (2y) | ||
| Shuron Morton | Registered representative | Jul 2024 (2y) | ||
| Melanie Roberts | Registered representative | Jan 2025 (2y) | ||
| Ivan Edwin Magalit | Registered representative | Oct 2025 (1y) | ||
| William Wright Miller | Registered representative | Nov 2025 (1y) | ||
| Jonathan David Matuszkiewicz | Registered representative | Nov 2025 (1y) | ||
| Jonathan Eric Schnell | Registered representative | Dec 2025 (1y) | ||
| Ebony Lakeisha Robinson | Registered representative | Jan 2026 (1y) | ||
| William Rainwater | Registered representative | CFP | Mar 2026 (0y) | |
| Bilal Qaiser | Registered representative | Mar 2026 (0y) | ||
| Matthew E. Ambrosio | Registered representative | CFP | Apr 2026 (0y) | |
| Carlos Delgado Mejia | Registered representative | Apr 2026 (0y) | ||
| John Andrew Hawkins | Registered representative | Apr 2026 (0y) | ||
| Shania Mason | Registered representative | May 2026 (0y) | ||
| Anis Anthony Eghterafi | Registered representative | Jun 2026 (0y) | ||
| Jonathan Brian Mc Dougald | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| United Asset Management Corp. | Owner | Aug 2011 | A | 75% or more |
| Gurtis, Julie Ritchie | Director | Mar 2015 | A | Less than 5% |
| United Bankshares, Inc. | Indirect Owner | Apr 1995 | B | 75% or more of United Bank (indirect) |
| United Bank | Indirect Owner | Dec 2001 | B | 75% or more of United Asset Management Corp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| March Westin Company, Inc. Employee Stock Ownership Plan | March Westin Company, Inc. | 85 | $19.2M | 06/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/10/2026 | 986 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Wells Fargo $152M (41% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 10, 2026.
View current Form ADV (SEC/IAPD) ↗