Rfj Capital
SEC-registered
Wealth Manager · Boutique (under $100M)
CRD 338957
· SEC file 801-135131
· Santana De Parnaiba
· www.deltacapitalpro.com
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ADV data as of Sep 14, 2026
- Regulatory AUM
- $11.1M
- Discretionary
- $11.1M
- Clients
- 29
- Avg AUM / client
- $382K
- Accounts
- 29
- Employees
- 3
AUM over time
$766K
$11.1M
Dec 10, 2025
Sep 14, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 29 | $11.1M | 100.0% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 913 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Tastytrade, Inc. $1.9M (17% of AUM) Sep 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 14, 2026.
View current Form ADV (SEC/IAPD) ↗