Emerald Investment Advisers, Llc
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 338769
· SEC file 801-134558
· Leola, PA
· www.teamemerald.com
☆ Save with Pro
ADV data as of Jan 30, 2026
- Regulatory AUM
- $2.3B
- Discretionary
- $2.3B
- Clients
- 185
- Avg AUM / client
- $12.2M
- Accounts
- 189
- Employees
- 12
AUM over time
$0
$2.3B
Sep 2025
Dec 2025
Annual snapshots from Form ADV filings · as of Jan 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 23 | $10.3M | 0.45% |
| High net worth individuals | 69 | $106M | 4.67% |
| Banking or thrift institutions | Fewer than 5 clients | $3.9M | 0.17% |
| Investment companies | 1 | $85.8M | 3.79% |
| Pension and profit sharing plans | 25 | $264M | 11.7% |
| Charitable organizations | 32 | $69.2M | 3.06% |
| State or municipal government entities | Fewer than 5 clients | $15.2M | 0.67% |
| Other investment advisers | 6 | $392M | 17.3% |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 12 | $32.7M | 1.44% |
| Other | 17 | $1.3B | 56.7% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/30/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $217M (10% of AUM) Jan 2026
- Fis Brokerage & Securities Services Llc $99.1M (4% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 30, 2026.
View current Form ADV (SEC/IAPD) ↗