Sparx Asset Management Korea Co., Ltd.
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 338393
· SEC file 801-135046
· Seoul
· www.sparxkorea.com
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ADV data as of Jun 29, 2026
- Regulatory AUM
- $2.1B
- Discretionary
- $2.1B
- Clients
- 6
- Avg AUM / client
- $354M
- Accounts
- 14
- Employees
- 23
AUM over time
$1.1B
$2.1B
Nov 26, 2025
Jun 29, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | Fewer than 5 clients | $26.8M | 1.26% |
| Pooled investment vehicles (non-investment companies) | 6 | $145M | 6.81% |
| Pension and profit sharing plans | Fewer than 5 clients | $11.0M | 0.52% |
| Other investment advisers | Fewer than 5 clients | $4.7M | 0.22% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $1.9B | 91.1% |
| Corporations and other businesses | Fewer than 5 clients | $1.8M | 0.09% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Citibank $2.0B (96% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗