Stonebridge Financial Group, Llc
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 337972
· SEC file 801-134287
· St. Louis, MO
· www.stonebridgefin.com
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ADV data as of Jun 29, 2026
- Regulatory AUM
- $2.4B
- Discretionary
- $605M
- Clients
- 805
- Avg AUM / client
- $3.0M
- Accounts
- 1,623
- Employees
- 10
AUM over time
$0
$2.4B
Aug 2025
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 596 | $150M | 6.23% |
| High net worth individuals | 142 | $440M | 18.3% |
| Pension and profit sharing plans | 67 | $1.8B | 75.4% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Raoul Gura | Registered representative | Sep 2025 (1y) | ||
| Jeffrey Alan Heveroh | Registered representative | Sep 2025 (1y) | ||
| Samuel Schaedler Heveroh | Registered representative | CFP | Sep 2025 (1y) | |
| Timothy James Nenninger | Registered representative | Sep 2025 (1y) | ||
| Cole Walker Myers | Registered representative | Oct 2025 (1y) | ||
| Matthew Wesley Myers | Registered representative | Oct 2025 (1y) | ||
| Michael Kent Myers | Registered representative | Oct 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 951 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Empower Financial Services, Inc. $1.6B (68% of AUM) Jun 2026
- Fidelity Brokerage Services $589M (25% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗