Tulsa Wealth Advisors, Inc.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 337956
· SEC file 801-134209
· Tulsa, OK
· www.linkedin.com
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ADV data as of Jul 23, 2026
- Regulatory AUM
- $1.5B
- Discretionary
- $1.3B
- Clients
- 1,763
- Avg AUM / client
- $871K
- Accounts
- 5,431
- Employees
- 27
AUM over time
$0
$1.5B
Jul 2025
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,560 | $778M | 50.6% |
| High net worth individuals | 175 | $684M | 44.5% |
| Banking or thrift institutions | 1 | $924K | 0.06% |
| Pension and profit sharing plans | 1 | $128K | 0.01% |
| Insurance companies | 1 | $7.8M | 0.51% |
| Corporations and other businesses | 23 | $65.0M | 4.23% |
| Other | 2 | $386K | 0.03% |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Allison Kate Fletcher | Registered representative | Oct 2025 (1y) | ||
| Andrew Kirk Locke | Registered representative | Oct 2025 (1y) | ||
| Andrew Kurt Steinmetz | Registered representative | CFA | Oct 2025 (1y) | |
| Caleb James Mazzei | Registered representative | Oct 2025 (1y) | ||
| Carson Dean Chambers | Registered representative | Oct 2025 (1y) | ||
| Dennis Allen Zeimet | Registered representative | CFP | Oct 2025 (1y) | |
| Derrick Alan Sands | Registered representative | CFP | Oct 2025 (1y) | |
| Ian Douglas Kiefer | Registered representative | CFP | Oct 2025 (1y) | |
| John David Moore | Registered representative | Oct 2025 (1y) | ||
| Jeffrey R Small | Registered representative | CFP | Oct 2025 (1y) | |
| Karig Gene Stoup | Registered representative | CFP | Oct 2025 (1y) | |
| Michael Paul Mazzei | Registered representative | CFP | Oct 2025 (1y) | |
| Taylor James Bennett | Registered representative | Oct 2025 (1y) | ||
| Keith Allen Van Dyke | Registered representative | CFP | Oct 2025 (1y) | |
| Jeremy Dean Lott | Registered representative | CFP | Oct 2025 (1y) | |
| Jackson Paul Mazzei | Registered representative | Feb 2026 (0y) | ||
| Callum Maurice Raymick | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 958 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $1.5B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 23, 2026.
View current Form ADV (SEC/IAPD) ↗