1I
1932 Investment Management, Llc
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 337619
· SEC file 801-134385
· Newark, NJ
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ADV data as of May 22, 2026
- Regulatory AUM
- $4.6B
- Discretionary
- $4.6B
- Clients
- 5
- Avg AUM / client
- $919M
- Accounts
- 7
- Employees
- 6
AUM over time
$0
$4.6B
Aug 2025
May 2026
Annual snapshots from Form ADV filings · as of May 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | Fewer than 5 clients | $213M | 4.62% |
| Charitable organizations | Fewer than 5 clients | $88.3M | 1.92% |
| Insurance companies | 5 | $4.3B | 93.5% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin Hongkao Liau | Registered representative | CFA | Oct 2025 (1y) | |
| Kevin P Cavanagh | Registered representative | CFA | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/22/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 22, 2026.
View current Form ADV (SEC/IAPD) ↗