Clearmind Capital Llc
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ADV data as of Aug 05, 2026
- Regulatory AUM
- $13.9M
- Discretionary
- $13.9M
- Clients
- 25
- Avg AUM / client
- $556K
- Accounts
- 64
- Employees
- 4
AUM over time
$13.9M
$13.9M
Jun 16, 2026
Aug 5, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 25 | $4.5M | 32.4% |
| High net worth individuals | Fewer than 5 clients | $9.4M | 67.6% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas C George | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Shane J Duckworth | Registered representative | Jul 2025 (1y) | ||
| Austin Wolfe | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 05, 2026.
View current Form ADV (SEC/IAPD) ↗