Wgi Dm, Llc
- Regulatory AUM
- $7.8B
- Discretionary
- $7.8B
- Clients
- 24
- Avg AUM / client
- $324M
- Accounts
- 33
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $1.7B | 21.8% |
| Pension and profit sharing plans | 6 | $841M | 10.8% |
| Charitable organizations | Fewer than 5 clients | $2.1B | 26.8% |
| State or municipal government entities | Fewer than 5 clients | $1.6B | 20.3% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $317M | 4.08% |
| Corporations and other businesses | Fewer than 5 clients | $537M | 6.9% |
| Other | 15 | $727M | 9.35% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Byrne, Joshua, Levering | Principal | Jan 2025 (2y) | 25% – 50% | |
| Mathur, Nina | Chief Compliance Officer | Jan 2025 (2y) | Less than 5% | |
| Pelletier, Jarrod, James | Principal | Jan 2025 (2y) | 25% – 50% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Westwood Global Investments | Minority Owner | Jan 2025 | A | 10% – 25% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $2.5B (32% of AUM) Mar 2026
- Northern Trust $1.8B (23% of AUM) Mar 2026
- State Street $1.8B (23% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗