Alongside, Llc
- Regulatory AUM
- $879M
- Discretionary
- $879M
- Clients
- 2,122
- Avg AUM / client
- $414K
- Accounts
- 3,903
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,912 | $486M | 55.3% |
| High net worth individuals | 191 | $386M | 43.9% |
| Charitable organizations | 3 | $2.2M | 0.25% |
| Corporations and other businesses | 16 | $4.8M | 0.54% |
People (25)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lucas Walter Miller Winskowski | President | CFP | Nov 2024 (2y) | ≈ 37.5% – 75% via Alongside Holdings Llc |
| Travis Jordan Penfield | Member | Nov 2024 (2y) | ≈ 37.5% – 75% via Alongside Holdings Llc | |
| Wohlgemuth, Daniel, Christopher | Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Brian Wayne Elliott | Registered representative | Jun 2025 (1y) | ||
| Evan David Salentine | Registered representative | Jun 2025 (1y) | ||
| Jason Samoon Jupiterwala | Registered representative | Jun 2025 (1y) | ||
| Jeremy Phillip Keil | Registered representative | CFP Chartered Financial Consultant CFA | Jun 2025 (1y) | |
| John M. Kurcz | Registered representative | CFP | Jun 2025 (1y) | |
| Matthew Thomas Swarbrick | Registered representative | Jun 2025 (1y) | ||
| Peter Michael Lee | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Sean Scruggs | Registered representative | CFP | Jun 2025 (1y) | |
| Joseph Brandenburg | Registered representative | CFP | Jun 2025 (1y) | |
| Noel Patrick Soderblom | Registered representative | Jun 2025 (1y) | ||
| Patrick Scanlan | Registered representative | Jun 2025 (1y) | ||
| Daria Joanna Zalewska | Registered representative | CFP | Jun 2025 (1y) | |
| Brandon Terry Boyer | Registered representative | Jul 2025 (1y) | ||
| Daniel Stephen Sinnen | Registered representative | Dec 2025 (1y) | ||
| Kevin Jeffrey Christensen | Registered representative | Dec 2025 (1y) | ||
| Timothy James Demuth | Registered representative | Dec 2025 (1y) | ||
| Stephen Barnett Shipley | Registered representative | Apr 2026 (0y) | ||
| John William Rubottom | Registered representative | CFP | Apr 2026 (0y) | |
| Christa Dianne Bass | Registered representative | CFP | Apr 2026 (0y) | |
| Kristen Joy Holt | Registered representative | Apr 2026 (0y) | ||
| Dustin Scott Millard | Registered representative | CFP | Jul 2026 (0y) | |
| Sarah Estrella Villalobos | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alongside Holdings Llc | Owner | Nov 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lucas Walter Miller Winskowski: 50% – 75% of Alongside Holdings Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Travis Jordan Penfield: 50% – 75% of Alongside Holdings Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $873M (99% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗