Alamos Capital, Llc
- Regulatory AUM
- $1.0M
- Discretionary
- $1.0M
- Clients
- 1
- Avg AUM / client
- $1.0M
- Accounts
- 1
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $1.0M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $0 combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Alamos Capital L.P. | Hedge Fund | Delaware | $0 | 0 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Francisco B Almada | Managing Member, Cco | Jul 2024 (2y) | 75% or more | |
| Samuel David Almada | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $0 gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Alamos Capital L.P. | Hedge Fund | $0 | $0 | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.31 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILURE TO FILE TIMELY ANNUAL UPDATING AMENDMENT TO FORM ADV Status: Final Sanction Detail: CIVIL PENALTY PAID IN FULL ON 4/29/2019 Summary: CIVIL PENALTY PAID IN FULL ON 4/29/2019
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT THE FIRM FAILED TO ESTABLISH MAINTAIN AND ENFORCE A SUPERVISORY SYSTEM INCLUDING WSP'S FOR COMPLIANCE WITH THE SUITABILITY REQUIREMENTS OF FINRA RULE 2111 AND THE CARE OBLIGATION OF RULE 151-1 OF THE SECURITIES AND EXCHANGE ACT OF 1934 (REG BI) FOR NON-TRADITIONAL FUNDS. Status: Final Sanction Detail: RESTITUTION IS ORDERED TO BE PAID TO THE ELIGIBLE CUSTOMERS IN THE TOTAL AMOUNT OF $28,237.85. Summary: RESTITUTION WAS ORDERED TO BE PAID TO THE ELIGIBLE CUSTOMERS IN THE TOTAL AMOUNT OF $28,237.85.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗