Tcw Asset Backed Finance Management Company Llc
SEC-registered
Mutual Fund / Asset Manager · Small ($100M–$1B)
CRD 332802
· SEC file 801-131265
· Los Angeles, CA
· x.com
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ADV data as of May 05, 2026
- Regulatory AUM
- $425M
- Discretionary
- $425M
- Clients
- 1
- Avg AUM / client
- $425M
- Accounts
- 1
- Employees
- 315
AUM over time
$425M
$425M
Dec 2025
May 2026
Annual snapshots from Form ADV filings · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $425M | 100.0% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bowden, Andrew, John | Executive Vice President, General Counsel, And Secretary | Sep 2024 (2y) | Less than 5% | |
| Koch, Kathryn, Agnes | President And Chief Executive Officer | Sep 2024 (2y) | Less than 5% | |
| Ross, Dylan, March Pelletier | Board Member, Managing Director | Sep 2024 (2y) | Less than 5% | |
| Stolfi, Melissa, Lynn | Executive Vice President And Chief Operating Officer | Sep 2024 (2y) | Less than 5% | |
| Villa, Richard, Manuel | Board Member, Executive Vice President, And Chief Financial Officer | Sep 2024 (2y) | Less than 5% | |
| Xiques, Gladys | Global Chief Compliance Officer | Sep 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tcw Asset Management Company Llc | Member | Sep 2024 | A | 75% or more |
| The Tcw Group, Inc. | Shareholder | May 1970 | B | ≈ 56.25% – 100% via Tcw Asset Management Company Llc |
| Clipper Acquisitions Corp. | Shareholder | Feb 2013 | B | ≈ 42.19% – 100% via The Tcw Group, Inc. |
| Clipper Intermediate Corp. | Shareholder | Jul 2012 | B | ≈ 31.64% – 100% via Clipper Acquisitions Corp. |
| Clipper Holding, L.P. | Shareholder | Jul 2012 | B | ≈ 23.73% – 100% via Clipper Intermediate Corp. |
| Nippon Life Insurance Company | Shareholder | Apr 2013 | B | ≈ 4.45% – 50% via Nippon Life Americas, Inc. |
| Nippon Life Americas, Inc. | Shareholder | Dec 2017 | B | ≈ 5.93% – 50% via Clipper Holding, L.P. |
| Clipper Gp, L.L.C. | General Partner | Jul 2012 | B | GP / trustee / elected manager of Clipper Holding, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Tcw Group, Inc.: 75% – 100% of Tcw Asset Management Company Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Clipper Acquisitions Corp.: 75% – 100% of The Tcw Group, Inc. × 75% – 100% of Tcw Asset Management Company Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Clipper Intermediate Corp.: 75% – 100% of Clipper Acquisitions Corp. × 75% – 100% of The Tcw Group, Inc. × 75% – 100% of Tcw Asset Management Company Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Clipper Holding, L.P.: 75% – 100% of Clipper Intermediate Corp. × 75% – 100% of Clipper Acquisitions Corp. × 75% – 100% of The Tcw Group, Inc. × 75% – 100% of Tcw Asset Management Company Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Nippon Life Insurance Company: 75% – 100% of Nippon Life Americas, Inc. × 25% – 50% of Clipper Holding, L.P. × 75% – 100% of Clipper Intermediate Corp. × 75% – 100% of Clipper Acquisitions Corp. × 75% – 100% of The Tcw Group, Inc. × 75% – 100% of Tcw Asset Management Company Llc × 75% – 100% direct ≈ 4.45% – 50% of the firm
- Nippon Life Americas, Inc.: 25% – 50% of Clipper Holding, L.P. × 75% – 100% of Clipper Intermediate Corp. × 75% – 100% of Clipper Acquisitions Corp. × 75% – 100% of The Tcw Group, Inc. × 75% – 100% of Tcw Asset Management Company Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 2.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗