AUMdb

Ludus Capital, Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 331753 · · luduscap.com
☆ Save with Pro ADV data as of Mar 27, 2025
Regulatory AUM
$360K
Discretionary
$360K
Clients
6
Avg AUM / client
$60.0K
Accounts
6
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 6 $360K 100.0%
High net worth individuals Fewer than 5 clients $0
Banking or thrift institutions Fewer than 5 clients $0
Pension and profit sharing plans Fewer than 5 clients $0
Charitable organizations Fewer than 5 clients $0
State or municipal government entities Fewer than 5 clients $0
Other investment advisers Fewer than 5 clients $0
Insurance companies Fewer than 5 clients $0
Sovereign wealth funds and foreign official institutions Fewer than 5 clients $0
Corporations and other businesses Fewer than 5 clients $0

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Justin Seung Il Kim Registered representative May 2024 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2025 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2025.

View current Form ADV (SEC/IAPD) ↗