Swp Investment Management Llc
- Regulatory AUM
- $138M
- Discretionary
- $138M
- Clients
- 1
- Avg AUM / client
- $138M
- Accounts
- 1
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $138M | 100.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony A Zabiegala | Shareholder | Apr 2024 (2y) | 5% – 10% | |
| Geary, Matthew, Howard | Portfolio Manager & Analyst | Apr 2024 (2y) | 5% – 10% | |
| Mark M Tepper | Managing Member & Chief Executive Officer | CFP | Apr 2024 (2y) | 25% – 50% |
| Matthew Allen Bures | Chief Compliance Officer | Apr 2024 (2y) | 5% – 10% | |
| Nathan Michael Fischer | President & Chief Investment Officer | CFA | Apr 2024 (2y) | 25% – 50% |
| Robert John Lambert | Portfolio Manager & Analyst | CFA | Apr 2024 (2y) | 5% – 10% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 930 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗