AUMdb

Pacific Wealth Advisory Services Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 330888 · SEC file 801-130327 · Danville, CA · pacificwealthadvisory.net
☆ Save with Pro ADV data as of Feb 19, 2026
Regulatory AUM
$96.3M
Discretionary
$96.3M
Clients
223
Avg AUM / client
$432K
Accounts
532
Employees
2

AUM over time

$0 $102M
Dec 2023 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 198 $49.0M 50.9%
High net worth individuals 25 $47.3M 49.1%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kumro, Katherine, Lisa Chief Compliance Officer Apr 2024 (2y) Less than 5%
Michael Jerome Lickiss Owner Apr 2024 (2y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/19/2026 1000 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.

View current Form ADV (SEC/IAPD) ↗