Dockside Llc
- Regulatory AUM
- $9.6B
- Discretionary
- $9.1B
- Clients
- 11
- Avg AUM / client
- $875M
- Accounts
- 11
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Apr 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other | 11 | $9.6B | 100.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $1.1B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Dockside Vantage Fund Lp | Hedge Fund | Delaware | $861M | 3 |
| Dockside Diversified Fund Lp | Hedge Fund | Cayman Islands | $257M | 2 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jordan, Michael, Kevin | Chief Executive Officer | Jan 2023 (4y) | Less than 5% | |
| Wynn, Thomas, Loor | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| England, William, Dunning | Member | Mar 2024 (2y) | ≈ 10.55% – 50% via Fish Factory Lp |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Walleye Capital Llc | Sole Member | Jan 2024 | A | 75% or more |
| Fish House Lp | Sole Member | Jan 2024 | B | ≈ 56.25% – 100% via Walleye Capital Llc |
| Fish Factory Lp | Sole Limited Partner | Jan 2024 | B | ≈ 42.19% – 100% via Fish House Lp |
| Fish Farm Llc | General Partner | Jan 2024 | B | GP / trustee / elected manager of Fish House Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- England, William, Dunning: 25% – 50% of Fish Factory Lp × 75% – 100% of Fish House Lp × 75% – 100% of Walleye Capital Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Fish House Lp: 75% – 100% of Walleye Capital Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Fish Factory Lp: 75% – 100% of Fish House Lp × 75% – 100% of Walleye Capital Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $1.1B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Dockside Vantage Fund Lp | Hedge Fund | $861M | $150M | 3 |
| Dockside Diversified Fund Lp | Hedge Fund | $257M | $50.0M | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/08/2026 | 3.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DURING DECEMBER 2018 AND MAY 2019, A TRADER WHO WAS AT THE TIME EMPLOYED BY WALLEYE CAPITAL ENTERED ORDERS IN CERTAINSOYBEAN COMPLEX FUTURES CONTRACTS WITH THE INTENT TO CANCEL THOSE ORDERS BEFORE THEIR EXECUTION-SPECIFICALLY, SOYBEANFUTURES, SOYBEAN MEAL FUTURES, AND SOYBEAN OIL FUTURES CONTRACTS TRADED ON THE CHICAGO BOARD OF TRADE. THE TRADER'SCONDUCT VIOLATED SECTION 4C(A)(5)(C) OF THE COMMODITY EXCHANGE ACT. Status: Final Sanction Detail: $550,000 PAID ON 01/11/2023 Summary: WALLEYE WAS FOUND TO BE DERIVATIVELY (STRICTLY) LIABLE FOR THE TRADER'S MISCONDUCT. IN ACCEPTING WALLEYE'S SETTLEMENT OFFER,THE CFTC RECOGNIZED THE COOPERATION OF WALLEYE CAPITAL WITH THE DIVISION OF ENFORCEMENT'S INVESTIGATION OF THE MATTER. THECFTC ALSO ACKNOWLEDGED WALLEYE CAPITAL'S PROPOSED REMEDIATION STEPS IN CONNECTION WITH THE MATTER.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 08, 2026.
View current Form ADV (SEC/IAPD) ↗