Polen Capital Clo Management, Llc
- Regulatory AUM
- $808M
- Discretionary
- $808M
- Clients
- 2
- Avg AUM / client
- $404M
- Accounts
- 2
- Employees
- 46
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $808M | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Moss, Stanley, Charles | President/Chief Executive Officer | Oct 2015 (11y) | Less than 5% | |
| Davidowitz, Daniel, Adam | Trustee | Feb 2022 (5y) | GP / trustee / elected manager of Daniel A. Davidowitz Revocable Trust (indirect) | |
| Goldberg, Brian, David | Secretary | Feb 2024 (3y) | Less than 5% | |
| Mccarthy, Joshua, Liam | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Polen Capital Credit, Llc | Member | Feb 2024 | A | 75% or more |
| Polen Capital Management, Llc | Member | Jan 2022 | B | ≈ 56.25% – 100% via Polen Capital Credit, Llc |
| Polen Capital Holdings, Lp | Member | Jan 2020 | B | ≈ 28.13% – 75% via Polen Capital Management, Llc |
| Stan C. Moss Revocable Trust | Limited Partner | Jan 2020 | B | ≈ 7.03% – 37.5% via Polen Capital Holdings, Lp |
| Daniel A. Davidowitz Revocable Trust | Limited Partner | May 2022 | B | ≈ 7.03% – 37.5% via Polen Capital Holdings, Lp |
| Polen Capital Holdings Gp, Llc | General Partner | Jan 2020 | B | GP / trustee / elected manager of Polen Capital Holdings, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Polen Capital Management, Llc: 75% – 100% of Polen Capital Credit, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Polen Capital Holdings, Lp: 50% – 75% of Polen Capital Management, Llc × 75% – 100% of Polen Capital Credit, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Stan C. Moss Revocable Trust: 25% – 50% of Polen Capital Holdings, Lp × 50% – 75% of Polen Capital Management, Llc × 75% – 100% of Polen Capital Credit, Llc × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Daniel A. Davidowitz Revocable Trust: 25% – 50% of Polen Capital Holdings, Lp × 50% – 75% of Polen Capital Management, Llc × 75% – 100% of Polen Capital Credit, Llc × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗