AUMdb

Sound Point Meridian Management Company Llc

SEC-registered Mutual Fund / Asset Manager · Small ($100M–$1B) CRD 329887 · SEC file 801-129702 · New York, NY · WWW.SOUNDPOINTCAP.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$478M
Discretionary
$478M
Clients
1
Avg AUM / client
$478M
Accounts
1
Employees
9

AUM over time

$2 $553M
Dec 2023 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $478M 100.0%

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Koch, Charles, Deganahl Shareholder Mar 1962 (64y) ≈ 4.69% – 25% via Koch Industries Inc
Koch, Julia, F Shareholder Aug 2019 (7y) ≈ 4.69% – 25% via Koch Industries Inc
Ketchum, Stephen, Jerome Managing Partner Dec 2020 (6y) ≈ 9.38% – 37.5% via Spc Consolidator Llc
Gerlitz, Kevin, Peter Chief Financial Officer Jan 2024 (3y) Less than 5%
Ruberti, Wendy, Lynne General Counsel Jan 2024 (3y) Less than 5%
Sayago, Andrea, J.S. Chief Compliance Officer Jan 2024 (3y) Less than 5%
Seelaus, Sarah, Zeller Chief Operating Officer Jan 2024 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Sound Point Capital Management, Lp Member Jan 2024 A 50% – 75%
Koch Financial Assets Iii, Llc Member Jan 2024 A 25% – 50%
Assured Guaranty Ltd. Shareholder Feb 2004 B ≈ 9.38% – 37.5% via Assured Guaranty Us Holdings Inc.
Koch Industries Inc Member Jun 2013 B ≈ 18.75% – 50% via Koch Financial Assets Iii, Llc
Spc Consolidator Llc Limited Partner Dec 2020 B ≈ 12.5% – 37.5% via Sound Point Capital Management, Lp
Assured Guaranty Us Holdings Inc. Limited Partner Jul 2023 B ≈ 12.5% – 37.5% via Sound Point Capital Management, Lp
Spc Partners Gp, Llc General Partner Sep 2009 B GP / trustee / elected manager of Sound Point Capital Management, Lp (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Koch, Charles, Deganahl: 25% – 50% of Koch Industries Inc × 75% – 100% of Koch Financial Assets Iii, Llc × 25% – 50% direct ≈ 4.69% – 25% of the firm
  • Koch, Julia, F: 25% – 50% of Koch Industries Inc × 75% – 100% of Koch Financial Assets Iii, Llc × 25% – 50% direct ≈ 4.69% – 25% of the firm
  • Ketchum, Stephen, Jerome: 75% – 100% of Spc Consolidator Llc × 25% – 50% of Sound Point Capital Management, Lp × 50% – 75% direct ≈ 9.38% – 37.5% of the firm
  • Assured Guaranty Ltd.: 75% – 100% of Assured Guaranty Us Holdings Inc. × 25% – 50% of Sound Point Capital Management, Lp × 50% – 75% direct ≈ 9.38% – 37.5% of the firm
  • Koch Industries Inc: 75% – 100% of Koch Financial Assets Iii, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
  • Spc Consolidator Llc: 25% – 50% of Sound Point Capital Management, Lp × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
  • Assured Guaranty Us Holdings Inc.: 25% – 50% of Sound Point Capital Management, Lp × 50% – 75% direct ≈ 12.5% – 37.5% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 2.56 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • • Percentage of assets under management
  • • Performance-based fees

Services

  • • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗