Curafin Advisors, Llc
- Regulatory AUM
- $748M
- Discretionary
- $748M
- Clients
- 111
- Avg AUM / client
- $6.7M
- Accounts
- 111
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 15 | $305M | 40.8% |
| Pension and profit sharing plans | 96 | $443M | 59.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Nacc 401(k) Pooled Employer Plan Group Plan Systems, Llc | 2024 | |
| My 401(k) Plan Group Plan Systems, Llc | 2024 | |
| Sunland Asphalt And Construction Employees 401(k) Savings Plan Sunland Asphalt & Construction, Llc | Phoenix, AZ | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shawn Jerome West | Member, Founder, Erisa Director | Nov 2023 (3y) | ≈ 56.25% – 100% via Mtwest, Llc | |
| Warning, Andrew, S | Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| Ty Daniel Wheeler | Registered representative | Jun 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mtwest, Llc | Owner | Oct 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Shawn Jerome West: 75% – 100% of Mtwest, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Nacc 401(k) Pooled Employer Plan | Group Plan Systems, Llc | 6,838 | $10.3M | 07/01/2024 |
| My 401(k) Plan | Group Plan Systems, Llc | 12,606 | $103M | 01/01/2024 |
| Sunland Asphalt And Construction Employees 401(k) Savings Plan | Sunland Asphalt & Construction, Llc | 1,334 | $34.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/04/2026 | 855 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.
View current Form ADV (SEC/IAPD) ↗