Breakwall Investment Advisor Llc
- Regulatory AUM
- $3.5B
- Discretionary
- $125M
- Clients
- 11
- Avg AUM / client
- $320M
- Accounts
- 11
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 11 | $3.5B | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $505M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Valor Upstream Credit Partners, L.P. | Other Private Fund | Cayman Islands | $505M | 2 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Abbate, Christopher, Anthony | Managing Partner And Co Chief Executive Officer | Nov 2023 (3y) | ≈ 14.06% – 50% via Breakwall Capital Lp | |
| Brodsky, Jamie, Marc | Managing Partner And Co Chief Executive Officer | Nov 2023 (3y) | ≈ 14.06% – 50% via Breakwall Capital Lp | |
| Flannery, Daniel, Patrick | Managing Partner | Nov 2023 (3y) | ≈ 14.06% – 50% via Breakwall Capital Lp | |
| Springs, Amy, Elizabeth | Managing Director, General Counsel And Chief Compliance Officer | Aug 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Breakwall Fee Partnership Lp | Owner | Nov 2023 | A | 75% or more |
| Breakwall Capital Lp | Owner | Feb 2024 | B | ≈ 56.25% – 100% via Breakwall Fee Partnership Lp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Abbate, Christopher, Anthony: 25% – 50% of Breakwall Capital Lp × 75% – 100% of Breakwall Fee Partnership Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Brodsky, Jamie, Marc: 25% – 50% of Breakwall Capital Lp × 75% – 100% of Breakwall Fee Partnership Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Flannery, Daniel, Patrick: 25% – 50% of Breakwall Capital Lp × 75% – 100% of Breakwall Fee Partnership Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Breakwall Capital Lp: 75% – 100% of Breakwall Fee Partnership Lp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $505M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Valor Upstream Credit Partners, L.P. | Other Private Fund | $505M | $0 | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/01/2026 | 2.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 01, 2026.
View current Form ADV (SEC/IAPD) ↗