Drucker Wealth 3.0, Llc
- Regulatory AUM
- $771M
- Discretionary
- $771M
- Clients
- 722
- Avg AUM / client
- $1.1M
- Accounts
- 2,840
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of May 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 388 | $141M | 18.3% |
| High net worth individuals | 333 | $626M | 81.2% |
| Corporations and other businesses | 1 | $3.7M | 0.48% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arnez, Neisy, S | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% | |
| Gideon Drucker | President & Managing Member | CFP | Feb 2024 (3y) | 50% – 75% |
| Lance Drucker | Chairman & Managing Member | Chartered Financial Consultant | Feb 2024 (3y) | 50% – 75% |
| Kathleen Marie Ritchie | Registered representative | CFP | Feb 2024 (2y) | |
| Dru Catherine Burns | Registered representative | CFP | May 2024 (2y) | |
| Jordan Anthony Haines | Registered representative | CFP | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/07/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $525M (68% of AUM) May 2026
- Truist Financial Corp $166M (22% of AUM) May 2026
- Altruist Financial $166M (22% of AUM) May 2026
- Pontera Solutions, Inc. $78.3M (10% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 07, 2026.
View current Form ADV (SEC/IAPD) ↗