PI
Pivot Investment Planning, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 328568
· San Antonio, TX
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ADV data as of Mar 28, 2025
- Regulatory AUM
- $45.7M
- Discretionary
- $45.7M
- Clients
- 23
- Avg AUM / client
- $2.0M
- Accounts
- 55
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14 | $4.8M | 10.6% |
| High net worth individuals | 9 | $40.8M | 89.4% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Kurt Blecher | Registered representative | Jan 2024 (3y) | ||
| Robert Rowland Blount | Registered representative | Jun 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/28/2025 | 991 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $45.7M (100% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2025.
View current Form ADV (SEC/IAPD) ↗