Willow Tree Capital Corp Advisors Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 2
- Avg AUM / client
- $587M
- Accounts
- 2
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Business development companies | 1 | $1.0B | 88.9% |
| Pooled investment vehicles (non-investment companies) | 1 | $130M | 11.1% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $310M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Willow Tree Capital Offshore Fund, Llc | Hedge Fund | Cayman Islands | $207M | 4 |
| Willow Tree Capital Fund, Llc | Hedge Fund | Delaware | $103M | 18 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lower, Timothy, Joseph | Chief Executive Officer | Feb 2017 (10y) | ≈ 31.64% – 100% via Tllow Holdings Llc | |
| Roche, James, Joseph | Chief Credit Officer | Feb 2017 (10y) | Less than 5% | |
| Klingensmith, Mark, Andrew | Chief Financial Officer | Jan 2020 (7y) | Less than 5% | |
| Lee, Justin, Chih Cheng | Chief Compliance Officer / Deputy General Counsel | Nov 2023 (3y) | Less than 5% | |
| Cho, Mark, Sun | General Counsel/Chief Operating Officer | Jan 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Willow Tree Capital Corp Advisors Splitter Llc | Managing Member | Jun 2024 | A | 75% or more |
| Tllow Holdings Llc | Limited Partner | Jan 2023 | B | ≈ 42.19% – 100% via Willow Tree Credit Partners Lp |
| Willow Tree Credit Partners Lp | Managing Member | Jun 2024 | B | ≈ 56.25% – 100% via Willow Tree Capital Corp Advisors Splitter Llc |
| Willow Tree Topco Gp (Onshore), Llc | Member | Jun 2024 | B | ≈ 18.75% – 50% via Willow Tree Capital Corp Advisors Splitter Llc |
| Willow Tree Credit Partners Gp, Llc | General Partner | Feb 2017 | B | GP / trustee / elected manager of Willow Tree Credit Partners Lp (indirect) |
| Willow Tree Topco Gp, Llc | Managing Member And Member | Mar 2019 | B | GP / trustee / elected manager of Willow Tree Topco Gp (Onshore), Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lower, Timothy, Joseph: 75% – 100% of Tllow Holdings Llc × 75% – 100% of Willow Tree Credit Partners Lp × 75% – 100% of Willow Tree Capital Corp Advisors Splitter Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Tllow Holdings Llc: 75% – 100% of Willow Tree Credit Partners Lp × 75% – 100% of Willow Tree Capital Corp Advisors Splitter Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Willow Tree Credit Partners Lp: 75% – 100% of Willow Tree Capital Corp Advisors Splitter Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Willow Tree Topco Gp (Onshore), Llc: 25% – 50% of Willow Tree Capital Corp Advisors Splitter Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $310M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Willow Tree Capital Offshore Fund, Llc | Hedge Fund | $207M | $200K | 4 |
| Willow Tree Capital Fund, Llc | Hedge Fund | $103M | $200K | 18 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗