AUMdb

Ivy Invest Corporation

SEC-registered Mutual Fund / Asset Manager · Boutique (under $100M) CRD 328122 · SEC file 801-129430 · San Francisco, CA · www.linkedin.com
☆ Save with Pro ADV data as of Mar 20, 2026
Regulatory AUM
$12.6M
Discretionary
$12.6M
Clients
1
Avg AUM / client
$12.6M
Accounts
1
Employees
4

AUM over time

$3.1M $12.6M
Dec 2023 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 20, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $12.6M 100.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Leadingagile, L.L.C. 401(k) Plan Leadingagile, L.L.C. 2024
Handstands Promo Retirement Plan Handstands Promo, Llc 2024
Crossroads Rhode Island 401 K Retirement Plan Crossroads Rhode Island 2024
Fibrix Filtration 401(k) Plan Branford Filtration, Llc Dba Fibrix Filtration 2024
Polymer Technology Systems, Inc. 401(k) Profit Sharing Plan Polymer Technology Systems, Inc. 2024
Commonwealth Emergency Physicians 401 (K) Plan Commonwealth Emergency 2024
Next Glass 401(k) Plan Next Glass, Inc. 2024
Apr Supply Co. 401(k) Plan Apr Supply Company 2024

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Ghodoosi, Arash Chief Executive Officer Jan 2023 (4y) 25% – 50%
Pauker, Matthew, James Chairman Jan 2023 (4y) 25% – 50%
Mcelhoe, Wenwen, Li President And Chief Investment Officer Jul 2023 (3y) 25% – 50%
Guarino, Peter, Roserio Chief Compliance Officer Sep 2023 (3y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (8)

PlanSponsorParticipantsPlan assetsAs of
Leadingagile, L.L.C. 401(k) Plan Leadingagile, L.L.C. 85 $6.5M 01/01/2024
Handstands Promo Retirement Plan Handstands Promo, Llc 107 $3.5M 01/01/2024
Crossroads Rhode Island 401 K Retirement Plan Crossroads Rhode Island 168 $10.1M 01/01/2024
Fibrix Filtration 401(k) Plan Branford Filtration, Llc Dba Fibrix Filtration 382 $11.4M 01/01/2024
Polymer Technology Systems, Inc. 401(k) Profit Sharing Plan Polymer Technology Systems, Inc. 188 $25.7M 01/01/2024
Commonwealth Emergency Physicians 401 (K) Plan Commonwealth Emergency 117 $61.7M 01/01/2024
Next Glass 401(k) Plan Next Glass, Inc. 75 $3.5M 01/01/2024
Apr Supply Co. 401(k) Plan Apr Supply Company 437 $30.2M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/20/2026 933 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.

View current Form ADV (SEC/IAPD) ↗