Globalt Investments Llc
- Regulatory AUM
- $3.0B
- Discretionary
- $3.0B
- Clients
- 3,248
- Avg AUM / client
- $930K
- Accounts
- 3,248
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 14, 2026
Investments (13F portfolio — 202 positions, $2,804,165,999)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | RUS 1000 GRW ETF | $401,064,012 | 940,582 | 14.3% | 13.3% |
| 2 | Ishares Tr | RUS 1000 VAL ETF | $373,731,119 | 1,749,104 | 13.3% | 12.4% |
| 3 | Spdr Series Trust | STATE STREET SPD | $295,782,283 | 10,136,473 | 10.5% | 9.79% |
| 4 | Spdr Series Trust | STATE STREET SPD | $169,792,551 | 5,924,374 | 6.06% | 5.62% |
| 5 | Spdr Series Trust | STATE STREET SPD | $146,332,870 | 5,563,987 | 5.22% | 4.84% |
| 6 | Select Sector Spdr Tr | STATE STREET UTI | $79,534,100 | 1,733,147 | 2.84% | 2.63% |
| 7 | Ishares Tr | IBONDS 27 TRM TS | $67,253,593 | 2,998,377 | 2.4% | 2.23% |
| 8 | Spdr Gold Tr | GOLD SHS | $63,629,981 | 147,877 | 2.27% | 2.11% |
| 9 | Ishares Tr | RUSSELL 2000 ETF | $61,685,074 | 248,730 | 2.2% | 2.04% |
| 10 | Ishares Tr | IBONDS DEC 2033 | $58,810,440 | 2,411,272 | 2.1% | 1.95% |
| 11 | Spdr Index Shs Fds | STATE STREET SPD | $54,019,812 | 1,476,355 | 1.93% | 1.79% |
| 12 | Vanguard Specialized Funds | DIV APP ETF | $52,312,414 | 243,246 | 1.87% | 1.73% |
| 13 | Spdr Series Trust | STATE STREET SPD | $50,223,520 | 1,659,459 | 1.79% | 1.66% |
| 14 | Vaneck Etf Trust | GOLD MINERS ETF | $45,080,622 | 491,235 | 1.61% | 1.49% |
| 15 | Ishares Tr | RUS MDCP VAL ETF | $36,858,641 | 252,907 | 1.31% | 1.22% |
| 16 | Vanguard Scottsdale Fds | INTER TERM TREAS | $33,865,045 | 568,683 | 1.21% | 1.12% |
| 17 | Apple Inc | COM | $32,688,448 | 128,801 | 1.17% | 1.08% |
| 18 | Alphabet Inc | CAP STK CL A | $28,292,453 | 98,388 | 1.01% | 0.94% |
| 19 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $27,189,299 | 503,040 | 0.97% | 0.9% |
| 20 | Microsoft Corp | COM | $26,385,028 | 71,278 | 0.94% | 0.87% |
| 21 | Nvidia Corporation | COM | $24,707,447 | 141,671 | 0.88% | 0.82% |
| 22 | Broadcom Inc | COM | $24,003,683 | 77,554 | 0.86% | 0.79% |
| 23 | Amazon Com Inc | COM | $23,745,071 | 114,011 | 0.85% | 0.79% |
| 24 | Jpmorgan Chase & Co | COM | $19,313,124 | 65,655 | 0.69% | 0.64% |
| 25 | Ishares Silver Tr | ISHARES | $15,697,957 | 230,378 | 0.56% | 0.52% |
Top 25 of 202 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,335 | $721M | 23.9% |
| High net worth individuals | 727 | $1.6B | 51.6% |
| Pension and profit sharing plans | 15 | $81.6M | 2.7% |
| Charitable organizations | 75 | $192M | 6.36% |
| State or municipal government entities | 5 | $230M | 7.6% |
| Corporations and other businesses | 91 | $239M | 7.91% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Annette Michelle Marshall | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% | |
| Drake John Craig | Chief Operating Officer | CFA | Oct 2023 (3y) | 10% – 25% |
| Gary Edward Fullam | Chief Investment Officer | CFA | Oct 2023 (3y) | 25% – 50% |
| Jairus Keith Buchanan | Sr. Portfolio Manager | CFA | Oct 2023 (3y) | 5% – 10% |
| Kimberly Dawn Woody | Vp, Sr. Portfolio Manager | Oct 2023 (3y) | 10% – 25% | |
| Thomas Andrew Martin | Sr. Portfolio Manager | CFA | Oct 2023 (3y) | 10% – 25% |
| William Henry Roach | Ceo And President | Oct 2023 (3y) | 25% – 50% | |
| Cheryl Wattenbarger Lavette | Registered representative | Nov 2023 (3y) | ||
| James Gordon Kish | Registered representative | Nov 2023 (3y) | ||
| Marc Otha Sydnor | Registered representative | Dec 2023 (3y) | ||
| William Gregory Leftwich | Registered representative | Dec 2023 (3y) | ||
| Veronica Ann Fulton | Registered representative | CFA | Jan 2024 (3y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/14/2026 | 988 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • PERCENT OF MODEL PORTFOLIO FEE
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $2.3B (76% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 14, 2026.
View current Form ADV (SEC/IAPD) ↗