Form Wealth Advisors, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.0B
- Clients
- 794
- Avg AUM / client
- $1.3M
- Accounts
- 2,724
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 629 | $411M | 38.9% |
| High net worth individuals | 142 | $586M | 55.5% |
| Business development companies | 2 | $382K | 0.04% |
| Pension and profit sharing plans | 7 | $49.8M | 4.72% |
| Charitable organizations | 14 | $8.8M | 0.83% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bowie Cass Electric Cooperative, Inc. Retirement Plan Bowie Cass Electric Cooperative, Inc. | 2024 | |
| Corcentric, Inc. 401(k) Plan Corcentric, Inc. | 2024 | |
| Ennoble First 401(k) Profit Sharing Plan And Trust Ennoble First, Inc. | 2024 | |
| P & A Industrial Fabrications, Llc 401(k) Plan P & A Industrial Fabrications, Llc | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tyson Jon Ray | Ceo | CFP | Jan 2014 (13y) | 75% or more |
| Cochenour, Kimberly, Susan | Chief Compliance Officer & Chief Operations Officer | Jul 2024 (2y) | Less than 5% | |
| Lucas David Kuchenberg | Registered representative | CFP | Jun 2023 (3y) | |
| Brayden Chad Zettle | Registered representative | CFP | Jul 2024 (2y) | |
| Jesse Schrock | Registered representative | CFP | Jul 2024 (2y) | |
| Adam Michael Kierzek | Registered representative | CFP | Jul 2024 (2y) | |
| William Robert Lauderdale | Registered representative | CFP | Aug 2024 (2y) | |
| Tyler William Rima | Registered representative | Feb 2025 (1y) | ||
| Jackson Charles Burk | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Form Wealth Holdings, Llc | Member | Jul 2024 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bowie Cass Electric Cooperative, Inc. Retirement Plan | Bowie Cass Electric Cooperative, Inc. | 55 | $33.4M | 01/01/2024 |
| Corcentric, Inc. 401(k) Plan | Corcentric, Inc. | 491 | $41.9M | 01/01/2024 |
| Ennoble First 401(k) Profit Sharing Plan And Trust | Ennoble First, Inc. | 90 | $5.1M | 01/01/2024 |
| P & A Industrial Fabrications, Llc 401(k) Plan | P & A Industrial Fabrications, Llc | 258 | $6.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $1.0B (95% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗