Wells, Fay
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 1
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Santa Fe Employes Hospital Association Coast Lines EIN 951191130 | Covina, CA | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Savings Incentive And Profit Sharing Plan For Employees Of Digestive Disease Specialists, Inc. Digestive Disease Specialists, Inc. | 2024 | |
| Mccormick Barstow 401(k) Retirement Plan Mccormick, Barstow, Sheppard, Wayte & Carruth, Llp | 2024 | |
| Wilmington Health, Pllc Retirement Plan Wilmington Health, Pllc | 2024 | |
| Aei Consultants Employee Stock Ownership Plan All Environmental, Inc. | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Fay Wells | Registered representative | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Savings Incentive And Profit Sharing Plan For Employees Of Digestive Disease Specialists, Inc. | Digestive Disease Specialists, Inc. | 185 | $41.7M | 01/01/2024 |
| Mccormick Barstow 401(k) Retirement Plan | Mccormick, Barstow, Sheppard, Wayte & Carruth, Llp | 142 | $114M | 01/01/2024 |
| Wilmington Health, Pllc Retirement Plan | Wilmington Health, Pllc | 1,251 | $166M | 01/01/2024 |
| Aei Consultants Employee Stock Ownership Plan | All Environmental, Inc. | 303 | $10.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Santa Fe Employes Hospital Association Coast Lines | Public charity | $7.0M | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/11/2025 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗