Greater Midwest Financial Group, Llc
- Regulatory AUM
- $589M
- Discretionary
- $519M
- Clients
- 699
- Avg AUM / client
- $843K
- Accounts
- 2,587
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 537 | $154M | 26.2% |
| High net worth individuals | 141 | $378M | 64.1% |
| Pension and profit sharing plans | 21 | $56.7M | 9.63% |
| Charitable organizations | Fewer than 5 clients | $438K | 0.07% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Flint Holdings, Inc. 401 K Profit Sharing Plan Flint Holdings, Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald James Phillips | Chairman And Member | CFP | Dec 2022 (4y) | 5% – 10% |
| James William Ronn | Chief Executive Officer And Member | CFP | Dec 2022 (4y) | 25% – 50% |
| Robert James Phillips | President, Chief Compliance Officer And Member | CFP | Dec 2022 (4y) | 25% – 50% |
| Jacob Michael Kogler | Vice President | CFP | Jan 2023 (4y) | Less than 5% |
| Nathan Martin Kimle | Registered representative | Feb 2025 (1y) | ||
| Donald Rolland Schroeder | Registered representative | Mar 2026 (0y) | ||
| Zachary Thomas Panek | Registered representative | Apr 2026 (0y) | ||
| Dylan James Ronn | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Flint Holdings, Inc. 401 K Profit Sharing Plan | Flint Holdings, Inc. | 184 | $14.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Investments $508M (86% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗