Equitable Investment Management, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 1
- Avg AUM / client
- $1.5B
- Accounts
- 8
- Employees
- 67
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $1.5B | 100.0% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joenk, Steven, Michael | Director, Chairman Of The Board, And Chief Executive Officer | Jun 2022 (4y) | Less than 5% | |
| Kozlowski, Kenneth, Thomas | Director, Executive Vice President And Chief Investment Officer | Jun 2022 (4y) | Less than 5% | |
| Paolo, Joseph, John | Senior Vice President And Chief Compliance Officer | Jun 2022 (4y) | Less than 5% | |
| Walsh, Brian, E (Mi Only) | Director And Senior Vice President | Jun 2022 (4y) | Less than 5% | |
| Daly, Shane | Executive Vice President, General Counsel, And Secretary | Mar 2023 (3y) | Less than 5% | |
| Baehr, Jessica, Lynn | President And Chief Operating Officer | Feb 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Equitable Financial Services, Llc | Member | Jun 2022 | A | 75% or more |
| Equitable Holdings, Inc. | Shareholder | Jun 2022 | B | ≈ 56.25% – 100% via Equitable Financial Services, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Equitable Holdings, Inc.: 75% – 100% of Equitable Financial Services, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.82 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗