Davivienda Investment Advisor Usa Llc
- Regulatory AUM
- $120M
- Discretionary
- $43.0M
- Clients
- 361
- Avg AUM / client
- $333K
- Accounts
- 361
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jun 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 360 | $43.0M | 35.8% |
| Banking or thrift institutions | 1 | $77.2M | 64.2% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gonzalez, Ricardo | Cco | Jun 2023 (3y) | Less than 5% | |
| Marcela Del Pilar Sanchez Rojas | Registered representative | Mar 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Davivienda Corredores S.A. Comisionista De Bolsa | Managing Member / Direct Owner | Mar 2022 | A | 75% or more |
| Banco Davivienda S.A. | Indirect Owner / Member | Mar 2022 | B | ≈ 56.25% – 100% via Davivienda Corredores S.A. Comisionista De Bolsa |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Banco Davivienda S.A.: 75% – 100% of Davivienda Corredores S.A. Comisionista De Bolsa × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1.64 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Clearstream Banking A.G. $77.2M (64% of AUM) Jun 2026
- Interactive Brokers $43.0M (36% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗