Compton Financial Group, Llc
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 5
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cole Roofing Co., Inc. Profit Sharing Plan & Trust Cole Roofing Co., Inc. | 2024 | |
| Essential Brands, Inc. 401(k) Profit Sharing Plan & Trust Essential Brands, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sean S. Compton | Registered representative | CFP | Sep 2022 (4y) | |
| Seth William Compton | Registered representative | CFP | Sep 2022 (4y) | |
| Steven Lloyd Compton | Registered representative | Sep 2022 (4y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cole Roofing Co., Inc. Profit Sharing Plan & Trust | Cole Roofing Co., Inc. | 89 | $12.1M | 01/01/2024 |
| Essential Brands, Inc. 401(k) Profit Sharing Plan & Trust | Essential Brands, Inc. | 160 | $15.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
Services
- • Financial planning services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗