Peak Retirement Planning, Inc.
- Regulatory AUM
- $631M
- Discretionary
- $631M
- Clients
- 910
- Avg AUM / client
- $693K
- Accounts
- 3,675
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 565 | $154M | 24.4% |
| High net worth individuals | 345 | $477M | 75.6% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Francis Schmitz, Jr. | Ceo / Cco | CFP Chartered Financial Consultant | Nov 2021 (5y) | 75% or more |
| Dominic Sean Garris | Registered representative | Jul 2022 (4y) | ||
| Joshua Alan Richardson | Registered representative | Jan 2023 (4y) | ||
| Cole Stahly Schrock | Registered representative | Sep 2023 (3y) | ||
| Samuel Aaron Nordquist | Registered representative | Sep 2023 (3y) | ||
| Cameron Joseph Kaska | Registered representative | Jan 2025 (2y) | ||
| Alec Jordan Schrock | Registered representative | Mar 2025 (1y) | ||
| Tyler Edward Nichols | Registered representative | Apr 2025 (1y) | ||
| Calisto Michael Reghi | Registered representative | May 2025 (1y) | ||
| Sarah Schwieterman | Registered representative | CFP | May 2025 (1y) | |
| Emma Grace Hostetler | Registered representative | Jul 2025 (1y) | ||
| Chase Morgan Bennett | Registered representative | Aug 2025 (1y) | ||
| Lance Scott Schlosser | Registered representative | Oct 2025 (1y) | ||
| Corey Sullivan Jordison | Registered representative | Nov 2025 (1y) | ||
| Dylon Woolwine | Registered representative | May 2026 (0y) | ||
| Owen Bosworth | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Truist Financial Corp $603M (96% of AUM) Jul 2026
- Altruist Financial $603M (96% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗