Highpoint Advisor Group, Llc
- Regulatory AUM
- $4.8B
- Discretionary
- $4.8B
- Clients
- 9,258
- Avg AUM / client
- $517K
- Accounts
- 15,742
- Employees
- 106
AUM over time
Annual snapshots from Form ADV filings · as of May 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5,856 | $1.2B | 25.7% |
| High net worth individuals | 3,304 | $3.4B | 72.0% |
| Pension and profit sharing plans | 27 | $31.0M | 0.65% |
| Charitable organizations | 25 | $31.0M | 0.65% |
| Corporations and other businesses | 46 | $44.0M | 0.92% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Nlb Corporation Employees' Savings Trust Nlb Corporation | 2024 |
People (115)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Craig Faris Ibrahim | Managing Member | May 2016 (10y) | ≈ 31.64% – 100% via Cfi Managing Partners, Inc | |
| Martin Anthony Campbell | Managing Member | May 2016 (10y) | ≈ 31.64% – 100% via Campbell Managing Partners, Ltd | |
| Peter M Wilmot | Managing Member | CFP Chartered Financial Consultant | Sep 2021 (5y) | ≈ 28.13% – 75% via Hppw Llc |
| Stephen M. Potts | Managing Member | Sep 2021 (5y) | ≈ 28.13% – 75% via Hppw Llc | |
| Michelle Marie Juras | Chief Compliance Officer | Chartered Financial Consultant | Dec 2021 (5y) | Less than 5% |
| Carla Ann Reilly | Registered representative | Nov 2021 (5y) | ||
| Eric Jason Bartlett | Registered representative | Nov 2021 (5y) | ||
| Heather A Corley | Registered representative | Nov 2021 (5y) | ||
| Jerome Anthony Bellm | Registered representative | Nov 2021 (5y) | ||
| John Lewis Boyer | Registered representative | Nov 2021 (5y) | ||
| John M Davila | Registered representative | Nov 2021 (5y) | ||
| Matthew James King | Registered representative | CFP | Nov 2021 (5y) | |
| Robert P Eberlin | Registered representative | Nov 2021 (5y) | ||
| Sammy Moy | Registered representative | Nov 2021 (5y) | ||
| Jeffrey Eugene Martin | Registered representative | Nov 2021 (5y) | ||
| Mark David Geoffrey | Registered representative | Nov 2021 (5y) | ||
| Scott Andrew Piggush | Registered representative | Nov 2021 (5y) | ||
| Steven Richard Ostrander | Registered representative | Nov 2021 (5y) | ||
| Steven Russell Fronrath | Registered representative | CFP | Nov 2021 (5y) | |
| Willard John Einspar | Registered representative | CFP | Nov 2021 (5y) | |
| James Devereux Chase | Registered representative | Nov 2021 (5y) | ||
| Natasha Boris Titova | Registered representative | Nov 2021 (5y) | ||
| Daniel Gerard Mccabe | Registered representative | Nov 2021 (5y) | ||
| John David Duckworth | Registered representative | CFP | Nov 2021 (5y) | |
| John Todd Vandervoorn | Registered representative | Nov 2021 (5y) | ||
| Richard John Tarsitano | Registered representative | Nov 2021 (5y) | ||
| Robert Andrew Perez | Registered representative | CFP | Nov 2021 (5y) | |
| Ronald Cheong Ming Shih | Registered representative | Nov 2021 (5y) | ||
| Andrew Albert Keppy | Registered representative | Nov 2021 (5y) | ||
| David Lee Swanson | Registered representative | Nov 2021 (5y) | ||
| Jayson Edward Gorski | Registered representative | Nov 2021 (5y) | ||
| Ann Marie Greenberg | Registered representative | CFP | Dec 2021 (5y) | |
| Arash Adam Kadivar | Registered representative | CFP | Dec 2021 (5y) | |
| Brandon Lee Kennedy | Registered representative | Dec 2021 (5y) | ||
| Brandy Lynn Harrington | Registered representative | CFP | Dec 2021 (5y) | |
| Brian Christopher Doak | Registered representative | CFP | Dec 2021 (5y) | |
| Brian Mark Gedonius | Registered representative | CFP | Dec 2021 (5y) | |
| Christopher John Breitenbach | Registered representative | Dec 2021 (5y) | ||
| Daniel Scott Tresemer | Registered representative | CFP | Dec 2021 (5y) | |
| David Joseph Henderson | Registered representative | Dec 2021 (5y) | ||
| David M Cimmarusti | Registered representative | Dec 2021 (5y) | ||
| David M Kujawa | Registered representative | CFP Chartered Financial Consultant | Dec 2021 (5y) | |
| Douglas Alan Schaffnit | Registered representative | Dec 2021 (5y) | ||
| Douglas Frederick Brymer | Registered representative | Dec 2021 (5y) | ||
| Douglas W. O'connell | Registered representative | Dec 2021 (5y) | ||
| Erin Katherine Carter | Registered representative | Dec 2021 (5y) | ||
| Gregory Arthur Reichold | Registered representative | CFP | Dec 2021 (5y) | |
| Haskel B Weiss | Registered representative | Dec 2021 (5y) | ||
| James Dennis Keller | Registered representative | CFP | Dec 2021 (5y) | |
| Jeffrey L Menough | Registered representative | CFP | Dec 2021 (5y) | |
| Jeffrey Thomas Kochan | Registered representative | CFP | Dec 2021 (5y) | |
| Jerome Jacob Kahn | Registered representative | Dec 2021 (5y) | ||
| Joel Gray Clousing | Registered representative | Dec 2021 (5y) | ||
| Joel Partyka Riley | Registered representative | CFP | Dec 2021 (5y) | |
| John N Wills | Registered representative | CFP | Dec 2021 (5y) | |
| Keith Earl Murphy | Registered representative | Dec 2021 (5y) | ||
| Kevin Alanson Brainerd | Registered representative | CFP | Dec 2021 (5y) | |
| Leslie Alexander North | Registered representative | CFP | Dec 2021 (5y) | |
| Mark Francis Powell | Registered representative | CFP | Dec 2021 (5y) | |
| Peter Mathew Aldworth | Registered representative | Dec 2021 (5y) | ||
| Richard Elson Lloyd | Registered representative | Dec 2021 (5y) | ||
| Richard Elson Lloyd | Registered representative | Dec 2021 (5y) | ||
| Richard Peter Debruin | Registered representative | Dec 2021 (5y) | ||
| Richard Rodney Kitick | Registered representative | CFP | Dec 2021 (5y) | |
| Robert Michael Dopke | Registered representative | Chartered Financial Consultant | Dec 2021 (5y) | |
| Roger James Ensminger | Registered representative | Dec 2021 (5y) | ||
| Thomas John Mccabe | Registered representative | CFP | Dec 2021 (5y) | |
| Annette Erika Findling | Registered representative | CFP | Dec 2021 (5y) | |
| Michael Patrick Lynch | Registered representative | CFP | Dec 2021 (5y) | |
| Peter J Lesnik | Registered representative | Dec 2021 (5y) | ||
| Michael Thomas Smith | Registered representative | Dec 2021 (5y) | ||
| Stephen Mark Visser | Registered representative | Dec 2021 (5y) | ||
| Joshua John Sands | Registered representative | CFP | Jan 2022 (5y) | |
| Chase Colton Lavery | Registered representative | CFP | Feb 2022 (4y) | |
| Gerran James Batterberry | Registered representative | CFP | Feb 2022 (4y) | |
| James Edward Taylor | Registered representative | Feb 2022 (4y) | ||
| Samuel Paul Lee | Registered representative | CFP | Feb 2022 (4y) | |
| Daniel James Keller | Registered representative | Apr 2022 (4y) | ||
| David Joseph Lecinski | Registered representative | Aug 2023 (3y) | ||
| Benjamin Caruso | Registered representative | Sep 2023 (3y) | ||
| Kelly Lynn Atkins | Registered representative | Oct 2023 (3y) | ||
| Tina Meckaroski | Registered representative | Jan 2024 (3y) | ||
| Brett J Pawelkiewicz | Registered representative | Apr 2024 (2y) | ||
| Christopher Lloyd Peterson | Registered representative | May 2024 (2y) | ||
| Johnathan Mitchell Kulikowski | Registered representative | CFP | Jun 2024 (2y) | |
| Kimberly Rae Taylor | Registered representative | Jun 2024 (2y) | ||
| Thomas Patrick Vislisel | Registered representative | CFP | Jun 2024 (2y) | |
| Thomas J Carroll | Registered representative | CFP | Jun 2024 (2y) | |
| Daniel Eugene Zalipski | Registered representative | CFA | Jun 2024 (2y) | |
| Kyle Michael Rohrwasser | Registered representative | Jun 2024 (2y) | ||
| Scott Michael Rosenquist | Registered representative | CFA | Jun 2024 (2y) | |
| Jon William Flaherty | Registered representative | CFP | Jun 2024 (2y) | |
| Joseph Edward Fortunato | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Michael Richard Rohrwasser | Registered representative | CFP | Jun 2024 (2y) | |
| Nicholas Ryan Poe | Registered representative | Aug 2024 (2y) | ||
| Brandon J. Lilly | Registered representative | Aug 2024 (2y) | ||
| Andrew Joseph Sezonov | Registered representative | Sep 2024 (2y) | ||
| Jenna Karrin O'connell | Registered representative | Sep 2024 (2y) | ||
| Callie M Just | Registered representative | Oct 2024 (2y) | ||
| Maxwell Oliver Cinnamon | Registered representative | Nov 2024 (2y) | ||
| Calvin Allen Rowland | Registered representative | Dec 2024 (2y) | ||
| Brooks Morrow | Registered representative | Mar 2025 (1y) | ||
| Christopher Daniel Ferraro | Registered representative | Apr 2025 (1y) | ||
| Joseph Abbott | Registered representative | Apr 2025 (1y) | ||
| Gary Joseph Richied | Registered representative | May 2025 (1y) | ||
| Sean Patrick O'shea | Registered representative | CFP | May 2025 (1y) | |
| Max Michael Murphy | Registered representative | CFP | Jun 2025 (1y) | |
| Steven Keith Kellar | Registered representative | CFP | Jul 2025 (1y) | |
| Steven Lee | Registered representative | Jul 2025 (1y) | ||
| Matthew D Tucek | Registered representative | Jul 2025 (1y) | ||
| Pavlo Yanytskyy | Registered representative | Jan 2026 (1y) | ||
| Scott Charles Kurkjian | Registered representative | Jan 2026 (1y) | ||
| Trent Edward Ten Bruin | Registered representative | Feb 2026 (0y) | ||
| Davis Marshall Baker | Registered representative | Jun 2026 (0y) | ||
| Walid Amin Matariyeh | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hppw Holdings, Llc | Managing Member | Feb 2023 | A | 75% or more |
| Hppw Llc | Managing Member | Feb 2022 | B | ≈ 56.25% – 100% via Hppw Holdings, Llc |
| Campbell Managing Partners, Ltd | Managing Member | Jan 2022 | B | ≈ 42.19% – 100% via Hppw Llc |
| Cfi Managing Partners, Inc | Managing Member | Jan 2022 | B | ≈ 42.19% – 100% via Hppw Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Craig Faris Ibrahim: 75% – 100% of Cfi Managing Partners, Inc × 75% – 100% of Hppw Llc × 75% – 100% of Hppw Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Martin Anthony Campbell: 75% – 100% of Campbell Managing Partners, Ltd × 75% – 100% of Hppw Llc × 75% – 100% of Hppw Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Peter M Wilmot: 50% – 75% of Hppw Llc × 75% – 100% of Hppw Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Stephen M. Potts: 50% – 75% of Hppw Llc × 75% – 100% of Hppw Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Hppw Llc: 75% – 100% of Hppw Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Campbell Managing Partners, Ltd: 75% – 100% of Hppw Llc × 75% – 100% of Hppw Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Cfi Managing Partners, Inc: 75% – 100% of Hppw Llc × 75% – 100% of Hppw Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Nlb Corporation Employees' Savings Trust | Nlb Corporation | 238 | $28.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/14/2026 | 1.66 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON APR. 27, 2022, THE SEC ANNOUNCED AN AGREEMENT WITH HPAG TO SETTLE CHARGES RELATING TO THE USE OF NO-TRANSACTION-FEE FUNDS ("NTF") MUTUAL FUNDS IN CLIENT INVESTMENT ADVISORY WRAP ACCOUNTS, WHEN TRANSACTION FEE ("TF") MUTUAL FUNDS WERE AVAILABLE THAT CHARGED LOWER COSTS TO CLIENTS. THE SEC ALLEGED THAT THE HPAG AND ITS REPRESENTATIVE BENEFITED THEMSELVES BY AVOIDING PAYING TRANSACTION FEES WHILE HARMING CLIENTS BY CAUSING THEM TO BE CHARGED HIGHER COSTS IN AN NTF MUTUAL FUND. WITHOUT ADMITTING OR DENYING THE SEC'S FINDINGS, HPAG WAS CENSURED AND CONSENTED TO THE ENTRY OF AN ORDER ("ORDER") TO CEASE AND DESIST FROM COMMITTING OR CAUSING VIOLATIONS AND FUTURE VIOLATIONS OF SECTIONS 206(2) AND 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 PROMULGATED THEREUNDER. HPAG ALSO AGREED IN THE SETTLEMENT TO PAY DISGORGEMENT OF $508,995, PREJUDGMENT INTEREST OF $130,742, AND A CIVIL MONETARY PENALTY OF $125,000. A COPY OF THE ORDER, RELEASE NO. 6003, APRIL 27, 2022, ADMINISTRATIVE PROCEEDING FILE NO. 3-20833, IS PUBLISHED IN THE ADMINISTRATIVE PROCEEDINGS FOR 2022 ON THE SEC WEBSITE AT HTTPS://WWW.SEC.GOV/LITIGATION/ADMIN.HTM. Status: Final Sanction Detail: DISGORGEMENT OF $508,995 PREJUDGMENT INTEREST OF $130,742 CIVIL PENALTY OF $125,000 PAID ON 05/18/22 TO FAIR FUND Summary: DEPOSIT INTO THE FAIR FUND WAS TIMELY COMPLETED ON MAY 18. HIGHPOINT'S EVALUATION AND REVIEW FOR EFFECTIVENESS AND IMPLEMENTATION OF POLICIES AND PROCEDURES WAS TIMELY COMPLETED ON OR PRIOR TO MAY 27. A NOTICE TO A NUMBER OF AFFECTED INVESTORS WAS PARTIALLY COMPLETED ON OR PRIOR TO MAY 27. THE REMAINING INVESTORS ARE EXPECTED TO BE NOTIFIED ON OR PRIOR TO AN EXTENDED DEADLINE OF JUNE 10.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $3.9B (82% of AUM) May 2026
- National Financial Services (Fidelity) $794M (17% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 14, 2026.
View current Form ADV (SEC/IAPD) ↗