Haveli Investment Management Llc
- Regulatory AUM
- $6.0B
- Discretionary
- $6.0B
- Clients
- 6
- Avg AUM / client
- $1.0B
- Accounts
- 6
- Employees
- 51
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $6.0B | 100.0% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $2.7B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Haveli Investments Software Fund I, L.P. | Private Equity Fund | Delaware | $1.6B | 35 |
| Haveli Vc Gaming Fund I, L.P. | Private Equity Fund | Cayman Islands | $687M | 57 |
| Haveli Investments Software Fund Cayman I, L.P. | Private Equity Fund | Cayman Islands | $274M | 11 |
| Haveli Investments Software Friends And Family Fund I, L.P. | Private Equity Fund | Delaware | $83.0M | 57 |
| Haveli Vc Gaming Friends And Family Fund I, L.P. | Private Equity Fund | Delaware | $65.4M | 79 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sheth, Brian, N | Trustee | Dec 2009 (17y) | ≈ 31.64% – 100% via Sangreal Trust Dated 12/1/2009 | |
| Mathews, Jason, Lamont | Chief Operating Officer | Dec 2021 (5y) | Less than 5% | |
| Richardson, Della, Patrice | Chief Compliance Officer And Deputy General Counsel | Dec 2021 (5y) | Less than 5% | |
| Cappellini, Nora | Svp Of Finance & Controller | Jan 2022 (5y) | Less than 5% | |
| Alexander L Capretta | Registered representative | Apr 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Haveli Investments Lp | Sole Member | Aug 2021 | A | 75% or more |
| Sangreal Trust Dated 12/1/2009 | Sole Member | Dec 2022 | B | ≈ 42.19% – 100% via Kazoku Holdings Llc |
| Kazoku Holdings Llc | Owner | Feb 2024 | B | ≈ 56.25% – 100% via Haveli Investments Lp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sheth, Brian, N: 75% – 100% of Sangreal Trust Dated 12/1/2009 × 75% – 100% of Kazoku Holdings Llc × 75% – 100% of Haveli Investments Lp × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Sangreal Trust Dated 12/1/2009: 75% – 100% of Kazoku Holdings Llc × 75% – 100% of Haveli Investments Lp × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Kazoku Holdings Llc: 75% – 100% of Haveli Investments Lp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $2.7B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Haveli Investments Software Fund I, L.P. | Private Equity Fund | $1.6B | $5.0M | 35 |
| Haveli Vc Gaming Fund I, L.P. | Private Equity Fund | $687M | $5.0M | 57 |
| Haveli Investments Software Fund Cayman I, L.P. | Private Equity Fund | $274M | $5.0M | 11 |
| Haveli Investments Software Friends And Family Fund I, L.P. | Private Equity Fund | $83.0M | $250K | 57 |
| Haveli Vc Gaming Friends And Family Fund I, L.P. | Private Equity Fund | $65.4M | $500K | 79 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.66 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • CARRIED INTEREST
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗