Spp Credit Advisors Llc
- Regulatory AUM
- $15.4M
- Discretionary
- $15.4M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 4
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Insurance companies | Fewer than 5 clients | $15.4M | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Busch, Robin, Ellis | Manager Representative | Mar 2021 (5y) | Less than 5% | |
| King, Kenneth, Nmn | Member | Mar 2021 (5y) | ≈ 10.55% – 50% via Advantage Capital Holdings, Llc | |
| Lazarus, Amy, Sue | Chief Compliance Officer | Mar 2021 (5y) | Less than 5% | |
| Zhu, Edward, Jun | Manager | Mar 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Spp Jv Holdco, Llc | Member | Mar 2021 | A | 75% or more |
| Advantage Capital Holdings, Llc | Member | Mar 2021 | B | ≈ 14.06% – 50% via Paca Spp Llc |
| Paca Spp Llc | Member | Mar 2021 | B | ≈ 18.75% – 50% via Spp Jv Holdco, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- King, Kenneth, Nmn: 75% – 100% of Advantage Capital Holdings, Llc × 75% – 100% of Paca Spp Llc × 25% – 50% of Spp Jv Holdco, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Advantage Capital Holdings, Llc: 75% – 100% of Paca Spp Llc × 25% – 50% of Spp Jv Holdco, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Paca Spp Llc: 25% – 50% of Spp Jv Holdco, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • ORIGINAL ISSUE DISCOUNT ON INVESTMENTS
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Customers Bancorp, Inc. $30.3M (30% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗