Meteora Capital, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 15
- Avg AUM / client
- $102M
- Accounts
- 15
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 11 | $1.3B | 82.6% |
| Other investment advisers | 3 | $242M | 15.7% |
| Other | 1 | $25.8M | 1.68% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $753M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Meteora Select Trading Opportunities Master, Lp master | Hedge Fund | Cayman Islands | $374M | 22 |
| Meteora Capital Partners, Lp master | Hedge Fund | Delaware | $268M | 70 |
| Meteora Special Opportunity Fund I, Lp master | Hedge Fund | Delaware | $112M | 45 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mittal, Vikas, K | Managing Member | Feb 2021 (6y) | 75% or more | |
| Levy, Joseph, Neal | Chief Operating Officer, Chief Financial Officer, And Chief Compliance Officer | Oct 2021 (5y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $753M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Meteora Select Trading Opportunities Master, Lp | Hedge Fund | $374M | $250K | 22 |
| Meteora Capital Partners, Lp | Hedge Fund | $268M | $1.0M | 70 |
| Meteora Special Opportunity Fund I, Lp | Hedge Fund | $112M | $500K | 45 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 2.33 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $171M (11% of AUM) Mar 2026
- Goldman Sachs $70.6M (5% of AUM) Mar 2026
- Td Prime Services Llc $25.8M (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗