Ophir Asset Management Us Llc
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 2
- Avg AUM / client
- $634M
- Accounts
- 2
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $1.3B | 100.0% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mitchell, Andrew, James | Shareholder | Mar 2012 (14y) | ≈ 37.5% – 75% via Hawkeye Unit Trust | |
| Ng, Steven, Tze Wan | Shareholder | Mar 2012 (14y) | ≈ 37.5% – 75% via Hawkeye Unit Trust | |
| Donnarumma, Sandra | Chief Compliance Officer And Chief Operating Officer | Jul 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hawkeye Unit Trust | Member | Jun 2018 | A | 75% or more |
| Ophir Asset Management Pty Limited | Trustee | Jun 2018 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mitchell, Andrew, James: 50% – 75% of Hawkeye Unit Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Ng, Steven, Tze Wan: 50% – 75% of Hawkeye Unit Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • COST REIMBURSEMENT - OPHIR ASSET MANAGEMENT PTY LIMITED
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗