First Global (Uk) Limited
- Regulatory AUM
- $26.0M
- Discretionary
- $14.4M
- Clients
- 746
- Avg AUM / client
- $34.9K
- Accounts
- 746
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 718 | $8.0M | 30.8% |
| High net worth individuals | 26 | $6.3M | 24.3% |
| Investment companies | 1 | $29.1K | 0.11% |
| Pooled investment vehicles (non-investment companies) | 1 | $11.6M | 44.7% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $11.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Global Freedom Fund Sp, A Segregated Portfolio Of Fg Capital Spc master | Hedge Fund | Cayman Islands | $11.3M | 85 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mehra, Devina | Director And Indirect Owner | Oct 1998 (28y) | ≈ 37.5% – 75% via First Global Stockbroking Pvt. Ltd | |
| Sharma, Shankar | Indirect Owner | Oct 1998 (28y) | ≈ 18.75% – 50% via First Global Stockbroking Pvt. Ltd | |
| Khanna, Neeraj | Chief Compliance Officer And Director | Jan 2021 (6y) | Less than 5% | |
| Pore, Rajesh | Director | May 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| First Global Stockbroking Pvt. Ltd | Parent Company | Oct 1998 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mehra, Devina: 50% – 75% of First Global Stockbroking Pvt. Ltd × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Sharma, Shankar: 25% – 50% of First Global Stockbroking Pvt. Ltd × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $11.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Global Freedom Fund Sp, A Segregated Portfolio Of Fg Capital Spc | Hedge Fund | $11.3M | $100K | 85 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $14.4M (55% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗