Sound Point Commercial Real Estate Finance Llc
- Regulatory AUM
- $2.7B
- Discretionary
- $2.7B
- Clients
- 8
- Avg AUM / client
- $340M
- Accounts
- 8
- Employees
- 25
AUM over time
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $525M | 19.3% |
| Insurance companies | 5 | $1.7B | 63.2% |
| Corporations and other businesses | 1 | $478M | 17.5% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gerlitz, Kevin, Peter | Chief Financial Officer | Nov 2020 (6y) | Less than 5% | |
| Ketchum, Stephen, Jerome | Chief Executive Officer | Nov 2020 (6y) | ≈ 14.06% – 50% via Spc Consolidator Llc | |
| Mackinnon, Donald, Joseph | Portfolio Manager | Nov 2020 (6y) | Less than 5% | |
| Ruberti, Wendy, Lynne | General Counsel | Nov 2020 (6y) | Less than 5% | |
| Seelaus, Sarah, Zeller | Chief Operating Officer | Nov 2020 (6y) | Less than 5% | |
| Sayago, Andrea, J.S. | Chief Compliance Officer | Aug 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sound Point Capital Management, Lp | Member | Nov 2020 | A | 75% or more |
| Aflac Gi Holdings Llc | Member | Dec 2021 | A | 5% – 10% |
| Aflac Inc. | Member | Oct 2017 | B | ≈ 3.75% – 10% via Aflac Gi Holdings Llc |
| Assured Guaranty Ltd. | Shareholder | Feb 2004 | B | ≈ 14.06% – 50% via Assured Guaranty Us Holdings Inc. |
| Spc Consolidator Llc | Limited Partner | Dec 2020 | B | ≈ 18.75% – 50% via Sound Point Capital Management, Lp |
| Assured Guaranty Us Holdings Inc. | Limited Partner | Jul 2023 | B | ≈ 18.75% – 50% via Sound Point Capital Management, Lp |
| Spc Partners Gp, Llc | General Partner | Sep 2009 | B | GP / trustee / elected manager of Sound Point Capital Management, Lp (indirect) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ketchum, Stephen, Jerome: 75% – 100% of Spc Consolidator Llc × 25% – 50% of Sound Point Capital Management, Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Aflac Inc.: 75% – 100% of Aflac Gi Holdings Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Assured Guaranty Ltd.: 75% – 100% of Assured Guaranty Us Holdings Inc. × 25% – 50% of Sound Point Capital Management, Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Spc Consolidator Llc: 25% – 50% of Sound Point Capital Management, Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Assured Guaranty Us Holdings Inc.: 25% – 50% of Sound Point Capital Management, Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 2.93 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Other fees
- • ORIGINATION FEES, EXIT FEES
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $1.7B (63% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗